Jordan G. Lee

BACKER

SAN FRANCISCO, CA 94107

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CRD#: 6569564

Professional summary

Jordan Gabriel Eckton Lee is a registered financial advisor currently at BACKER located in San Francisco, California.

Jordan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jordan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Gabriel Eckton Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2015 - Present

BACKER

Office #1: 474 Bryant St, San Francisco, CA 94107

RIA

CRD#: 281813

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BACKER

BACKER | PRINCIPLY, INC. | PRINCIPLY | COLLEGEBACKER

CRD#: 281813 / SEC#: 801-106798

RIA

Registered Investment Advisory firm - (10/16/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/10/2015)

IAR

Louisiana
(7/22/2016)

IAR

Texas
(7/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/2015

Uniform Investment Adviser Law Examination

Current Firm

BACKER

BACKER | PRINCIPLY, INC. | PRINCIPLY | COLLEGEBACKER

CRD#: 281813 / SEC#: 801-106798

RIA

Registered Investment Advisory firm - (10/16/2015 Approved)

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Contact information

Main Address

474 Bryant St, San Francisco, CA 94107

Mailing Address

Phone number

+1 (844) SAVE-529

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRINCIPLY (4/2/2025)

Regulatory assets under management

Total Number of Accounts	11,885
AUM (Assets Under Management)	$ 47,538,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jordan G. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jordan Gabriel Eckton Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

BACKER

Primary Firm SEC Registration

BACKER

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/2015

Current Firm

BACKER

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BACKER

TRUST BUT VERIFY

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