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BF

Brian M. Flammer

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CRD#: 6569466
BF

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Michael Flammer was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 2016. Brian had worked at 1 firm and has passed the Series 63, Series 65, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Musician/Entertainer/Songwriter. Performs at a few different restaurants each month. Income derived from this activity is less than $500.00 per month and devotes approximately 5 hours of leisure time to this activity. Transition Care Telemetry, Inc. Chief Operations Officer, Shareholder/Director, The business is not investment-related. The address is 30320 Rancho Viejo Rd. Ste. 12,13 , San Juan Capistrano, CA 92675. The business is a home health and hospice agency. Serves as the VP of Marketing as of January 4th, 2021. Approximately 40 hours are devoted to this business each week; roughly 30/week are devoted during securities trading hours. Income derived from this activity is about $6,000 per month. Duties include developing and maintaining market share, sales, IT/software development and general office duties.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 1, 2025 - April 14, 2025

MULTIPLE FINANCIAL SERVICES, INC.

RIA
CRD#: 100100
SAN JUAN CAPISTRANO, CA
Past

October 16, 2019 - April 9, 2024

MULTIPLE FINANCIAL SERVICES, INC.

BD
CRD#: 100100
SAN JUAN CAPISTRANO, CA
Past

October 8, 2019 - April 9, 2024

MULTIPLE FINANCIAL SERVICES, INC.

RIA
CRD#: 100100
SAN JUAN CAPISTRANO, CA
Past

December 13, 2016 - November 9, 2017

MULTIPLE FINANCIAL SERVICES, INC.

RIA
CRD#: 100100
SAN JUAN CAPISTRANO, CA
Past

November 8, 2016 - November 9, 2017

MULTIPLE FINANCIAL SERVICES, INC.

BD
CRD#: 100100
SAN JUAN CAPISTRANO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/16/2016
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/12/2016
Uniform Investment Adviser Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


MF
MULTIPLE FINANCIAL SERVICES, INC.
MULTIPLE FINANCIAL & INSURANCE SERVICES | THE 36 ADVISORS | MULTIPLE FINANCIAL SERVICES, INC. | MULTIPLE FINANCIAL & INSURANCE SERVICES, INC.

CRD#: 100100 / SEC#: , 8-52017

BD
Terminated by SEC on 05/28/2024
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Contact information


Main Address
30320 Rancho Viejo Road, Suite 11, San Juan Capistrano, CA 92675
Mailing Address
Post Office Box #7447, Capistrano Beach, CA 92624
Phone number
(800) 510-2055
Established
California since 06/02/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
1

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
FLAMMER, MICHAEL HENRYCEO, PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER209370
MANGEN, PAMELA SUEDESIGNATED ASSISTANT, BOARD SECRETARY4647878

Regulatory assets under management


Total Number of Accounts4
AUM (Assets Under Management)$ 1,800,000

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MULTIPLE FINANCIAL SERVICES, INC.

CRD#: 100100

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