Wesley H. Mcneillie

ROBINSON SMITH WEALTH ADVISORS

SOUTH PORTLAND, ME 04106

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CRD#: 6569011

Professional summary

Wesley Howard Mcneillie, CFP® is a registered financial advisor currently at ROBINSON SMITH WEALTH ADVISORS, LLC located in South Portland, Maine.

Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Wesley has worked at 5 firms and has passed the Series 66, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Howard Mcneillie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

August 7, 2024 - Present

ROBINSON SMITH WEALTH ADVISORS, LLC

Office #1: 82 Running Hill Road Suite 205, South Portland, ME 04106

RIA

CRD#: 123098

SOUTH PORTLAND, ME

Past

January 26, 2022 - April 12, 2024

LECONTE WEALTH MANAGEMENT, LLC

RIA

CRD#: 168539

MARYVILLE, TN

Past

October 15, 2021 - December 31, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FRANKLIN, TN

Past

September 2, 2021 - April 1, 2022

SAGESPRING WEALTH PARTNERS

RIA

CRD#: 283515

FRANKLIN, TN

Past

April 17, 2019 - July 8, 2021

PRUDENT STREET FINANCIAL ADVISORS, LLC

RIA

CRD#: 160436

BRENTWOOD, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBINSON SMITH WEALTH ADVISORS, LLC

DAVID PRESTON ROBINSON D/B/A ROBINSON FINANCIAL ASSOCIATES | ROBINSON, DAVID PRESTON | ROBINSON SMITH WEALTH ADVISORS, LLC | ROBINSON FINANCIAL ASSOCIATES, LLC | ROBINSON FINANCIAL ASSOCIATES

CRD#: 123098 / SEC#: 801-63290

RIA

Registered Investment Advisory firm - (7/12/2004 Approved)

Maine

Registered Investment Advisory firm - (8/31/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(8/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/19/2021

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/15/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/15/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/10/2021

Securities Industry Essentials Examination

Current Firm

ROBINSON SMITH WEALTH ADVISORS, LLC

DAVID PRESTON ROBINSON D/B/A ROBINSON FINANCIAL ASSOCIATES | ROBINSON, DAVID PRESTON | ROBINSON SMITH WEALTH ADVISORS, LLC | ROBINSON FINANCIAL ASSOCIATES, LLC | ROBINSON FINANCIAL ASSOCIATES

CRD#: 123098 / SEC#: 801-63290

RIA

Registered Investment Advisory firm - (7/12/2004 Approved)

Maine

Registered Investment Advisory firm - (8/31/2004 Terminated)

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Contact information

Main Address

82 Running Hill Road Suite 205, South Portland, ME 04106

Mailing Address

Phone number

(207) 874-9840

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	865
AUM (Assets Under Management)	$ 403,188,096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wesley H. Mcneillie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Howard Mcneillie's CRS (Customer Relationship Summary).

Certified licenses

Experience

LECONTE WEALTH MANAGEMENT, LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

SAGESPRING WEALTH PARTNERS

PRUDENT STREET FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

ROBINSON SMITH WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/19/2021

Series 65

Date: 4/15/2019

Series 7TO

Date: 10/15/2021

SIE

Date: 9/10/2021

Current Firm

ROBINSON SMITH WEALTH ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBINSON SMITH WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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