JC
James F. Collins
FOURTH DIMENSION WEALTH
MIDDLEBURG HEIGHTS, OH 44130
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CRD#: 6568720
JC
Professional summary
James Fredrick Collins is a registered financial advisor currently at FOURTH DIMENSION WEALTH, LLC located in Middleburg Heights, Ohio and LPL FINANCIAL LLC located in Middleburg Heights, Ohio.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. James has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 08/25/2022 - Fourth Dimension Wealth - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 08/25/2022 - United States Marine Corps - Outside/W-2 Employment - Major, Reservist. - Non-Inv Rel - Minneapolis, MN - Start: 03/30/2009 - 40 Hrs/Mth - 0 Hrs During Trading. 3) 08/25/2022 - CS-1, LLC - Real Estate Rental - Inv Rel - Raleigh, NC - Start: 01/01/2022 - 8 Hrs/Mth - 0 Hrs During Trading. 4) 08/31/2022 - Fourth Dimension Wealth LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Hybrid Financial Advisor - Start Date - 8/2022 - 120 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Fourth Dimension Wealth, LLC, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 05/18/2023- Semper Fidelis Financial - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Rel - Start date: 05/01/2023 - 160 Hrs/Mth - 160 Hrs During Trading. 6) 07/28/2023 - Hill, Stonestreet & Company - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Tax Preparer, Partner, Agent - Start Date 08/01/2023 - 40 Hours Per Month/20 Hours During Securities Trading 7) 06/12/2025 - The Athena Group - Not Investment Related - Home Based - Other - Leadership Development - Start Date:01/19/2025 - 10 Hrs/Mth - 0 Hrs During Trading. 8) 10/13/2025 - J.F.Collins Wealth Management, LLC - Investment Related - Tax Prep/Accounting/CPA - Hinckley, Ohio - Start Date:08/01/2025 - 20 Hrs/Mth - 4 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view James Fredrick Collins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2022 - Present
FOURTH DIMENSION WEALTH, LLC
Office #1: 16600 Sprague Rd Suite 450, Middleburg Heights, OH 44130RIA
CRD#: 306703
MIDDLEBURG HEIGHTS, OH
Current
August 25, 2022 - Present
LPL FINANCIAL LLC
Office #1: 16600 W Sprague Rd Ste 450, Middleburg Heights, OH 44130-6319Office #2: 16600 W Sprague Rd, Middleburg Heights, OH 44130RIA
BD
CRD#: 6413
Middleburg Heights, OH
Past
February 26, 2016 - August 26, 2022
EDWARD JONES
RIA
CRD#: 250
BRUNSWICK, OH
Past
December 3, 2015 - August 26, 2022
EDWARD JONES
BD
CRD#: 250
BRUNSWICK, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FD
FOURTH DIMENSION WEALTH, LLC
CLEAR GOAL FINANCIAL, LLC | SEMPER FIDELIS FINANCIAL | LAKEPOINTE ADVISORS LLC | FOURTH DIMENSION WEALTH, LLC
CRD#: 306703 / SEC#: 801-127881
RIA
Registered Investment Advisory firm - (5/1/2023 Approved)Florida
Registered Investment Advisory firm - (6/2/2023 Terminated)Ohio
Registered Investment Advisory firm - (6/2/2023 Terminated)Texas
Registered Investment Advisory firm - (6/2/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/25/2022)
RR
Florida(8/25/2022)
RR
Massachusetts(6/30/2025)
RR
North Carolina(8/25/2022)
RR
Ohio(8/25/2022)
IAR
Ohio(8/29/2022)
RR
Tennessee(6/26/2025)
RR
Texas(8/30/2022)
IAR
Texas(5/2/2024)
RR
West Virginia(8/25/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FOURTH DIMENSION WEALTH, LLC
CLEAR GOAL FINANCIAL, LLC | SEMPER FIDELIS FINANCIAL | LAKEPOINTE ADVISORS LLC | FOURTH DIMENSION WEALTH, LLC
CRD#: 306703 / SEC#: 801-127881
RIA
Registered Investment Advisory firm - (5/1/2023 Approved)Florida
Registered Investment Advisory firm - (6/2/2023 Terminated)Ohio
Registered Investment Advisory firm - (6/2/2023 Terminated)Texas
Registered Investment Advisory firm - (6/2/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16600 Sprague Rd Suite 450, Middleburg Heights, OH 44130
Mailing Address
Phone number
(440) 664-4045
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,055 |
| AUM (Assets Under Management) | $ 283,639,266 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
