Garry E. Ormes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garry Eugene Ormes Jr, who also goes by Garry E Ormes Jr, Garry E Ormes, was a registered financial professional .
Garry is a previously registered financial professional and started their career in finance in 2015. Garry had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2017 - September 8, 2017
LION STREET ADVISORS, LLC
April 28, 2017 - September 8, 2017
LION STREET FINANCIAL, LLC
October 5, 2016 - May 1, 2017
WOODBURY FINANCIAL SERVICES, INC.
October 5, 2016 - May 1, 2017
WOODBURY FINANCIAL SERVICES, INC.
February 19, 2016 - July 29, 2016
EDWARD JONES
December 4, 2015 - July 29, 2016
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LION STREET ADVISORS, LLC
CRD#: 167610 / SEC#: 801-107414
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 7,668 |
| AUM (Assets Under Management) | $ 3,177,363,713 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
