Evan Lian

Some features on this profile are disabled

CRD#: 6568067

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Evan Lian was a registered financial professional .

Evan is a previously registered financial professional and started their career in finance in 2016. Evan had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 29, 2020 - August 14, 2020

KAYDAN WEALTH MANAGEMENT, INC.

RIA

CRD#: 108964

FENTON, MI

Past

July 17, 2017 - May 13, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

FENTON, MI

Past

July 11, 2017 - May 13, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FENTON, MI

Past

July 7, 2016 - May 1, 2017

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

ANN ARBOR, MI

Past

January 12, 2016 - May 1, 2017

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

ANN ARBOR, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KAYDAN WEALTH MANAGEMENT, INC.

CRD#: 108964 / SEC#: 801-119365

RIA

Registered Investment Advisory firm - (8/31/2020 Approved)

Michigan

Registered Investment Advisory firm - (9/14/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/16/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/2016

General Securities Representative Examination

Current Firm

KAYDAN WEALTH MANAGEMENT, INC.

CRD#: 108964 / SEC#: 801-119365

RIA

Registered Investment Advisory firm - (8/31/2020 Approved)

Michigan

Registered Investment Advisory firm - (9/14/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

329 W. Silver Lake Rd., Fenton, MI 48430

Mailing Address

Phone number

(810) 593-1624

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KAYDAN WEALTH MANAGEMENT, INC. ADV BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	2,361
AUM (Assets Under Management)	$ 655,137,551

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
12/21/2023	Cover Page	Report
12/06/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Evan Lian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

Primary Firm SEC Registration

KAYDAN WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/16/2016

SIE

Date: 10/1/2018

Series 7

Date: 1/12/2016

Current Firm

KAYDAN WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KAYDAN WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors