Stephen A. Scott
Professional summary
Stephen Athanasius Scott, who also goes by Stephen Athanasius James Scott, Stephen Scott, Stephen Athanasius Scott, is a registered financial professional currently at PORTUM CAPITAL LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2015. Stephen has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Athanasius Scott's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2025 - Present
PORTUM CAPITAL LLC
Office #1: 40 Wall St Suite 1702, New York, NY 10005May 18, 2020 - November 3, 2022
MORGAN STANLEY
March 28, 2019 - November 3, 2022
MORGAN STANLEY
December 16, 2015 - November 3, 2022
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
PORTUM CAPITAL LLC
CRD#: 300440 / SEC#: , 8-70281
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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