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Christine Ann Bowling

CRD# 6567064·Registered 2016 - 2025
Previously Registered: Being a previously registered professional could mean that Christine is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christine Ann Bowling, who also goes by Christine A Bowling, was a registered financial advisor. Christine was a previously registered financial professional and started their career in finance 2016 - 2025. Christine had worked at 1 firm and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christine A Bowling

Blog Corner

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

Past

HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLCPast·CRD# 131452
BD
Charlotte, NC
January 1, 2016 - August 5, 2025

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Current Firm

HW
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC

ALPHALINK PARTNERS LLC | HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC | AQUEDUCT CAPITAL GROUP, LLC

CRD#: 131452 / SEC#: 8-66464
BD
Terminated by SEC on 01/31/2026

Contact Information

Established

Delaware since 01/09/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PNC BANK NATIONAL ASSOCIATIONPARENT—
AQUEDUCT CAPITAL HOLDINGS, LLCSOLE MEMBER—
EDWARDS, FRANK HOOKERCEO/CCO/MEMBER OF AQUEDUCT CAPITAL HOLDINGS, LLC2151464
LESSING, STEPHEN MARION JR.PARTNER5306328
LONG, GEORGE PHILLIP MR.CORPORATE SECRETARY5094038
NEUNER, JOHN IVBOARD MEMBER4578584
VALENTINE, EDWARD WESTBOARD MEMBER2399981
WILCOX, BLAKE MILLERFINOP5982383

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 2015About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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