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Lucas Kunde

PINE GROVE FINANCIAL GROUP
WOODBURY, MN 55125
Some features on this profile are disabled
CRD#: 6566740
LK

Professional summary

Lucas Kunde, who also goes by Lucas James Kunde, is a registered financial advisor currently at PINE GROVE FINANCIAL GROUP located in Woodbury, Minnesota.

Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Lucas has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lucas James Kunde

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: ANGEL FOUNDATION INVESTMENT RELATED: NO ADDRESS: 1155 CENTRE POINTE DRIVE, SUITE 7, MENDOTA HEIGHTS, MN 55120 NATURE OF BUSINESS: CANCER NON-PROFIT CHARITY START DATE: 11/2015 POSITION/TITLE/RELATIONSHIP: LEAD VOLUNTEER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: LEAD VOLUNTEER; (2) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY PUBLIC ; START DATE: 10/2021 POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: NOTARIZE AS NEEDED FOR CLIENTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Kunde's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 10, 2023 - Present

PINE GROVE FINANCIAL GROUP

Office #1: 796 Bielenberg Dr. Suite 103, Woodbury, MN 55125
RIA
CRD#: 308193
WOODBURY, MN
Past

June 29, 2023 - August 1, 2023

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
MINNETONKA, MN
Past

March 30, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
MINNETONKA, MN
Past

March 30, 2021 - August 1, 2023

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
MINNETONKA, MN
Past

March 29, 2017 - March 22, 2021

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA
CRD#: 116407
EDEN PRAIRIE, MN
Past

March 29, 2017 - March 22, 2021

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

BD
CRD#: 130139
PLYMOUTH, MN
Past

March 14, 2017 - March 14, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
EDEN PRAIRIE, MN
Past

March 14, 2017 - March 31, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
EDEN PRAIRIE, MN
Past

January 28, 2016 - February 24, 2017

WADDELL & REED

RIA
CRD#: 866
BLOOMINGTON, MN
Past

December 17, 2015 - February 24, 2017

WADDELL & REED

BD
CRD#: 866
BLOOMINGTON, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PG
PINE GROVE FINANCIAL GROUP
GRAY PINES WEALTH MANAGEMENT | PINE GROVE FINANCIAL GROUP | MLG WEALTH MANAGEMENT, INC. | KADENCE WEALTH

CRD#: 308193 / SEC#: 801-118868

RIA
Registered Investment Advisory firm - (6/5/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(8/10/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/28/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/2015
General Securities Representative Examination

Current Firm

PG
PINE GROVE FINANCIAL GROUP
GRAY PINES WEALTH MANAGEMENT | PINE GROVE FINANCIAL GROUP | MLG WEALTH MANAGEMENT, INC. | KADENCE WEALTH

CRD#: 308193 / SEC#: 801-118868

RIA
Registered Investment Advisory firm - (6/5/2020 Approved)
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Contact information

Main Address
796 Bielenberg Dr. Suite 103, Woodbury, MN 55125
Mailing Address
Phone number
(651) 714-0323
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PINE GROVE FINANCIAL GROUP ADV PART 2A (2/12/2025)

Regulatory assets under management

Total Number of Accounts4,081
AUM (Assets Under Management)$ 1,247,926,037

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE GROVE FINANCIAL GROUP

CRD#: 308193Woodbury, MN 55125

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