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LK

Lucas Kunde

Some features on this profile are disabled
CRD#: 6566740
LK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lucas Kunde, who also goes by Lucas James Kunde, was a registered financial professional .

Lucas is a previously registered financial professional and started their career in finance in 2015. Lucas had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lucas James Kunde

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 10, 2023 - March 3, 2026

PINE GROVE FINANCIAL GROUP

RIA
CRD#: 308193
WOODBURY, MN
Past

June 29, 2023 - August 1, 2023

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
MINNETONKA, MN
Past

March 30, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
MINNETONKA, MN
Past

March 30, 2021 - August 1, 2023

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
MINNETONKA, MN
Past

March 29, 2017 - March 22, 2021

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA
CRD#: 116407
EDEN PRAIRIE, MN
Past

March 29, 2017 - March 22, 2021

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

BD
CRD#: 130139
PLYMOUTH, MN
Past

March 14, 2017 - March 14, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
EDEN PRAIRIE, MN
Past

March 14, 2017 - March 31, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
EDEN PRAIRIE, MN
Past

January 28, 2016 - February 24, 2017

WADDELL & REED

RIA
CRD#: 866
BLOOMINGTON, MN
Past

December 17, 2015 - February 24, 2017

WADDELL & REED

BD
CRD#: 866
BLOOMINGTON, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PG
PINE GROVE FINANCIAL GROUP
GRAY PINES WEALTH MANAGEMENT | PINE GROVE FINANCIAL GROUP | MLG WEALTH MANAGEMENT, INC. | KADENCE WEALTH

CRD#: 308193 / SEC#: 801-118868

RIA
Registered Investment Advisory firm - (6/5/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/28/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/17/2015
General Securities Representative Examination

Current Firm

PG
PINE GROVE FINANCIAL GROUP
GRAY PINES WEALTH MANAGEMENT | PINE GROVE FINANCIAL GROUP | MLG WEALTH MANAGEMENT, INC. | KADENCE WEALTH

CRD#: 308193 / SEC#: 801-118868

RIA
Registered Investment Advisory firm - (6/5/2020 Approved)
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Contact information

Main Address
796 Bielenberg Dr. Suite 103, Woodbury, MN 55125-1412
Mailing Address
Phone number
(651) 714-0323
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025-12-09 PINE GROVE FINANCIAL GROUP ADV PART 2A (12/9/2025)

Regulatory assets under management

Total Number of Accounts4,353
AUM (Assets Under Management)$ 1,478,459,615

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE GROVE FINANCIAL GROUP

CRD#: 308193

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