Lindsey C. Meredith

HERITAGE WEALTH ADVISORS

Cincinnati, OH 45242

Some features on this profile are disabled

CRD#: 6566737

Professional summary

Lindsey Crocker Meredith, CFP®, who also goes by Lindsey Anne Crocker, Lindsey Crocker, Lindsey Anne Meredith, is a registered financial advisor currently at HERITAGE WEALTH ADVISORS located in Cincinnati, Ohio.

Lindsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Lindsey has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lindsey Anne Crocker | Lindsey Crocker | Lindsey Anne Meredith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Crocker Meredith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

July 26, 2021 - Present

HERITAGE WEALTH ADVISORS

Office #1: 9110 Montgomery Rd., Cincinnati, OH 45242

RIA

CRD#: 312545

Cincinnati, OH

Past

October 18, 2018 - August 9, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

CINCINNATI, OH

Past

October 18, 2018 - August 9, 2021

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

CINCINNATI, OH

Past

January 22, 2016 - October 11, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

VIRGINIA BEACH, VA

Past

January 1, 2016 - October 11, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

VIRGINIA BEACH, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERITAGE WEALTH ADVISORS

HERITAGE WEALTH ADVISORS | HERITAGE WEALTH MANAGEMENT INC.

CRD#: 312545 / SEC#: 801-121624

RIA

Registered Investment Advisory firm - (7/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/22/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/31/2015

General Securities Representative Examination

Current Firm

HERITAGE WEALTH ADVISORS

HERITAGE WEALTH ADVISORS | HERITAGE WEALTH MANAGEMENT INC.

CRD#: 312545 / SEC#: 801-121624

RIA

Registered Investment Advisory firm - (7/15/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9110 Montgomery Rd., Cincinnati, OH 45242

Mailing Address

Phone number

(513) 440-5475

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2023 04 12 HWA ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	798
AUM (Assets Under Management)	$ 552,244,414

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jamie Powell

CAPITAL ADVISORY SERVICES, LLC

IAR

West Chester, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lindsey C. Meredith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Crocker Meredith's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

HERITAGE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 1/22/2016

SIE

Date: 10/1/2018

Series 7

Date: 12/31/2015

Current Firm

HERITAGE WEALTH ADVISORS

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HERITAGE WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors