Andrew B. Ellis
PATRIOT INVESTMENT MANAGEMENT GROUP
Knoxville, TN 37932
Some features on this profile are disabled
CRD#: 6566620
Professional summary
Andrew Brett Ellis, CFP® is a registered financial advisor currently at PATRIOT INVESTMENT MANAGEMENT GROUP INC located in Knoxville, Tennessee.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Andrew has worked at 2 firms .
Biography
Investors and families share their hopes, dreams and plans with me. It is an honor and a privilege to help make improvements and suggestions coming from a place of experience, integrity, objectivity and understanding.
Currently accepting corporate clients and high net worth individuals.
Minimum planning fee is $1,500.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Tax Planning
Employee and Employer Plan Ben...
Retirement Planning
Estate Planning
Education Planning
Do you have an area of expertise or specialization?
College/Education Planning
Estate & Generational Planning...
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
11/2005 Andrew B Ellis, CPA, LLC; tax return preparation; non investment related; 9001 Brookfiled Lane, Knoxville, TN 37922; Owner/CPA; 125 hours per month; 70 hours per month during trading hours; Meet with clients to gather information and prepare tax returns.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Brett Ellis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
October 18, 2017 - Present
PATRIOT INVESTMENT MANAGEMENT GROUP INC
Office #1: 9721 Cogdill Road Suite 101, Knoxville, TN 37932RIA
CRD#: 112155
Knoxville, TN
Past
October 23, 2015 - May 16, 2018
THE CPA APPROACH TO INVESTING, LLC
RIA
CRD#: 281482
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PATRIOT INVESTMENT MANAGEMENT GROUP INC
PATRIOT INVESTMENT MANAGEMENT GROUP INC
CRD#: 112155 / SEC#: 801-55500
RIA
Registered Investment Advisory firm - (5/20/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(10/18/2017)
Exams
Current Firm
PATRIOT INVESTMENT MANAGEMENT GROUP INC
PATRIOT INVESTMENT MANAGEMENT GROUP INC
CRD#: 112155 / SEC#: 801-55500
RIA
Registered Investment Advisory firm - (5/20/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
9721 Cogdill Road Suite 101, Knoxville, TN 37932
Mailing Address
Phone number
(865) 777-2479
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,182 |
| AUM (Assets Under Management) | $ 1,686,856,719 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PATRIOT INVESTMENT MANAGEMENT GROUP INC
CRD#: 112155Knoxville, TN 37932TRUST BUT VERIFY
Monitor Andrew Ellis
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
