Morgan R. Allen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Morgan R Allen, who also goes by Morgan Renee Allen, was a registered financial professional .
Morgan is a previously registered financial professional and started their career in finance in 2016. Morgan had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7TO and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2025 - June 17, 2026
BEAU MORGAN ADVISORS
July 5, 2024 - March 25, 2025
STRATOS WEALTH ADVISORS LLC
September 16, 2022 - June 18, 2024
CAPITOL SECURITIES MANAGEMENT, INC.
November 24, 2021 - June 18, 2024
CAPITOL SECURITIES MANAGEMENT, INC.
March 30, 2016 - April 21, 2017
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
BEAU MORGAN ADVISORS
CRD#: 336355 / SEC#: 801-132802
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/17/2021
General Securities Representative ExaminationCurrent Firm
BEAU MORGAN ADVISORS
CRD#: 336355 / SEC#: 801-132802
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 753,443,614 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
