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CC

Carlos E. Carriedo Samaniego

BUTTONWOOD FINANCIAL GROUP
Kansas City, MO 64108-3323
Some features on this profile are disabled
CRD#: 6564965
CC

Professional summary

Carlos Eduardo Carriedo Samaniego, who also goes by Carlos Eduardo Carriedo Samaniego, Carlos E. Carriedo, Carlos Eduardo Carriedo, Carlos Carriedo, Carlos Carriedo Samaniego, is a registered financial advisor currently at BUTTONWOOD FINANCIAL GROUP, LLC located in Kansas City, Missouri.

Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Carlos has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Carlos Eduardo Carriedo Samaniego | Carlos E. Carriedo | Carlos Eduardo Carriedo | Carlos Carriedo | Carlos Carriedo Samaniego

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
05/2021-PRESENT; CARRIEDO ENTERPRISES, LLC; KANSAS CITY, MO; POSITION:OWNER; NOT INVESTMENT RELATED; 80 HRS/MO: 0 SECURITIES TRADING HRS/MO. The purpose of the LLC, is to operate and conduct all business activities legally permitted in the state of Missouri, I am the owner and only member. The business has no current business activities but it will be focused on eCommerce.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Eduardo Carriedo Samaniego's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 15, 2023 - Present

BUTTONWOOD FINANCIAL GROUP, LLC

Office #1: 3013 Main Street, Kansas City, MO 64108-3323
RIA
CRD#: 151164
Kansas City, MO
Past

October 12, 2021 - April 21, 2022

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Overland Park, KS
Past

October 12, 2021 - April 21, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Overland Park, KS
Past

May 12, 2021 - October 15, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

February 3, 2020 - September 7, 2021

WADDELL & REED

RIA
CRD#: 866
OVERLAND PARK, KS
Past

January 14, 2016 - September 7, 2021

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BUTTONWOOD FINANCIAL GROUP, LLC
BUTTONWOOD FINANCIAL GROUP, LLC

CRD#: 151164 / SEC#: 801-70536

RIA
Registered Investment Advisory firm - (8/24/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(12/15/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/3/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/15/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/14/2016
Investment Company Products/Variable Contracts Representative Examination

Current Firm

BF
BUTTONWOOD FINANCIAL GROUP, LLC
BUTTONWOOD FINANCIAL GROUP, LLC

CRD#: 151164 / SEC#: 801-70536

RIA
Registered Investment Advisory firm - (8/24/2009 Approved)
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Contact information

Main Address
3013 Main Street, Kansas City, MO 64108-3323
Mailing Address
Phone number
(816) 285-9000
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DATED APRIL 30, 2025 (4/30/2025)

Regulatory assets under management

Total Number of Accounts2,076
AUM (Assets Under Management)$ 696,762,721

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/29/2025
Cover Page
Report
06/20/2024
Cover Page
Report
11/28/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BUTTONWOOD FINANCIAL GROUP, LLC

CRD#: 151164Kansas City, MO 64108-3323

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