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KD

Kari A. Doorn

FIRST COMMAND ADVISORY SERVICES
Aurora, CO 80014
Some features on this profile are disabled
CRD#: 6564942
KD

Professional summary

Kari Anne Doorn, who also goes by Kari Doorn, Kari Anne Ufer, Kari Ufer, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Aurora, Colorado and FIRST COMMAND BROKERAGE SERVICES, INC. located in Aurora, Colorado.

Kari is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Kari has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kari Doorn | Kari Anne Ufer | Kari Ufer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kari Anne Doorn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 17, 2026 - Present

FIRST COMMAND ADVISORY SERVICES

Office #1: 3033 S. Parker Rd. #400, Aurora, CO 80014
RIA
CRD#: 281958
Aurora, CO
Current

March 17, 2026 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 3033 S. Parker Road Suite 400, Aurora, CO 80014
BD
CRD#: 3641
Aurora, CO
Past

March 31, 2025 - March 12, 2026

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
DENVER, CO
Past

June 12, 2023 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
DENVER, CO
Past

May 30, 2023 - March 12, 2026

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
DENVER, CO
Past

January 31, 2022 - April 13, 2023

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Denver, CO
Past

January 31, 2022 - April 13, 2023

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Denver, CO
Past

January 26, 2016 - October 14, 2022

TD AMERITRADE, INC.

RIA
CRD#: 7870
DENVER, CO
Past

January 26, 2016 - April 13, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Denver, CO
Past

December 14, 2015 - April 13, 2023

TD AMERITRADE, INC.

BD
CRD#: 7870
DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA
Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(3/17/2026)
IAR
Colorado
(3/17/2026)
RR
Texas
(3/17/2026)
IAR
Texas
(3/17/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/25/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA
Registered Investment Advisory firm - (7/28/2005 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DESCRIPTION OF SERVICES (12/26/2025)
WRAP PROGRAM BROCHURE (12/26/2025)

Regulatory assets under management

Total Number of Accounts113,591
AUM (Assets Under Management)$ 24,429,418,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958Aurora, CO 80014

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