MO
Mary H. O'leary
LUKEN INVESTMENT ANALYTICS
Brentwood, TN 37027
Some features on this profile are disabled
CRD#: 6564454
MO
Professional summary
Mary Hannah O'leary, who also goes by Mary Hannah Cates, Mary Hannah Hooper, is a registered financial advisor currently at LUKEN INVESTMENT ANALYTICS, LLC located in Brentwood, Tennessee.
Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Mary has worked at 3 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Hannah Cates | Mary Hannah Hooper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hannah O'Leary ChFC; Yes; 2052 Baxter Ln, Franklin, TN 37069; Financial Planning Education; Independent Contractor; March 2025; 5 hours/month; 0 hours during business hours; 60 minute financial planning education to independent contractors
CRS (Client Relationship Summary) - RIA
Click below to view Mary Hannah O'leary's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2018 - Present
LUKEN INVESTMENT ANALYTICS, LLC
Office #1: 136 Frierson Street, Brentwood, TN 37027RIA
CRD#: 169008
Brentwood, TN
Past
May 5, 2017 - November 1, 2017
SII INVESTMENTS, INC.
BD
CRD#: 2225
FRANKLIN, TN
Past
July 19, 2016 - March 31, 2017
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
BRENTWOOD, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LUKEN INVESTMENT ANALYTICS, LLC
LUKEN INVESTMENT ANALYTICS LLC. | LUKEN, GREGORY L | LUKEN WEALTH MANAGEMENT | LUKEN INVESTMENT ANALYTICS, LLC
CRD#: 169008 / SEC#: 801-112496
RIA
Registered Investment Advisory firm - (2/23/2018 Approved)Florida
Registered Investment Advisory firm - (3/27/2018 Terminated)Kentucky
Registered Investment Advisory firm - (3/28/2018 Terminated)Louisiana
Registered Investment Advisory firm - (3/27/2018 Terminated)Tennessee
Registered Investment Advisory firm - (4/25/2018 Terminated)Texas
Registered Investment Advisory firm - (3/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(4/9/2021)
IAR
Florida(7/22/2021)
IAR
Georgia(4/15/2021)
IAR
Illinois(4/14/2021)
IAR
Kentucky(4/12/2021)
IAR
Louisiana(4/9/2021)
IAR
Tennessee(7/23/2018)
IAR
Texas(4/14/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LI
LUKEN INVESTMENT ANALYTICS, LLC
LUKEN INVESTMENT ANALYTICS LLC. | LUKEN, GREGORY L | LUKEN WEALTH MANAGEMENT | LUKEN INVESTMENT ANALYTICS, LLC
CRD#: 169008 / SEC#: 801-112496
RIA
Registered Investment Advisory firm - (2/23/2018 Approved)Florida
Registered Investment Advisory firm - (3/27/2018 Terminated)Kentucky
Registered Investment Advisory firm - (3/28/2018 Terminated)Louisiana
Registered Investment Advisory firm - (3/27/2018 Terminated)Tennessee
Registered Investment Advisory firm - (4/25/2018 Terminated)Texas
Registered Investment Advisory firm - (3/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
136 Frierson Street, Brentwood, TN 37027
Mailing Address
Phone number
(615) 550-5570
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 583 |
| AUM (Assets Under Management) | $ 236,868,606 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
