DL
Darinka I. Lora-stepan
EAGLE STRATEGIES
CHICAGO, IL 60661
Some features on this profile are disabled
CRD#: 6564388
DL
Darinka Ivon Lora-stepanEAGLE STRATEGIES
Professional summary
Darinka Ivon Lora-stepan, who also goes by Darinka I Lora-arceo, Darinka Lora-stepan, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Chicago, Illinois and NYLIFE SECURITIES LLC located in Chicago, Illinois.
Darinka is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Darinka has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
Darinka I Lora-Arceo | Darinka Lora-Stepan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Big Mouth Talent-Part Time Actress; Part Time Actress, works a couple of times a year.; 5100 N. Ravenswood, Ste. 102, Chicago, IL 60640; Start Date 10/2017; Role/Title: Independent Contractor; Not Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [Shirley Hamilton Agency; - Part Time Actress, works a couple of times a year.; 333 W. Ontario Street. Ste. 3003, Chicago, IL 60611; Start Date 10/2017; Role/Title: Independent Contractor; Not Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.; 500 W. Madison St. Suite 1725, Chicago, IL 60661; Start Date 01/2019; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF DARINKA LORA-STEPAN & ASSOCIATES FINANCIAL AND INSURANCE SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; CHICAGO, IL; START DATE: 03/2022] [The Journey Forward; Serving as a board member attending meetings to help the organization with its programs to help educate 1st time home owners. ; 223 West Jackson Blvd, Suite 1116, Chicago, IL 60606; Start Date 10/2023; Role/Title: Member; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours; Attend meeting and events and helping fundraise.] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 01/2024; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours][Tennis Opportunity Program ; Serving as a board member attending meetings to help the organization with its programs to help children attain Tennis lessons for Future scholarships ; 332 S. Michigan Ave. #121-T530 Chicago, IL 60604-4434; Start Date 04/2025; Role/Title: Board Member; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours; Attend meetings and events and helping fund raise]
CRS (Client Relationship Summary) - RIA
Click below to view Darinka Ivon Lora-stepan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 500 West Madison Street Suite 3200, Chicago, IL 60661RIA
CRD#: 110826
CHICAGO, IL
Current
October 13, 2017 - Present
NYLIFE SECURITIES LLC
Office #1: 500 West Madison Street Suite 1725, Chicago, IL 60661BD
CRD#: 5167
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/2/2021)
RR
California(1/6/2021)
RR
Florida(5/18/2021)
RR
Illinois(7/31/2018)
IAR
Illinois(12/6/2024)
RR
Indiana(9/3/2019)
RR
Louisiana(8/23/2023)
RR
Minnesota(10/3/2025)
RR
New York(1/12/2024)
RR
North Carolina(1/28/2025)
RR
Oregon(1/5/2021)
RR
Tennessee(9/9/2021)
RR
Texas(6/17/2022)
IAR
Texas(12/17/2024)
RR
Virginia(4/8/2021)
RR
Washington(4/21/2025)
RR
Wisconsin(3/9/2020)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6
Passed: 10/13/2017
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Loading...
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
3,190
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 133,900 |
| AUM (Assets Under Management) | $ 32,040,850,438 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/27/2026 | ||
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Chicago, IL 60661TRUST BUT VERIFY
Monitor Darinka Lora-stepan
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
