SK
Shawn B. Kiehne
BROOKSTONE CAPITAL MANAGEMENT LLC
Los Lunas, NM 87031
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CRD#: 6563829
SK
Professional summary
Shawn Brooks Kiehne, who also goes by Shawn Kiehne, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Los Lunas, New Mexico and KIEHNE WEALTH & RETIREMENT, LLC located in Los Lunas, New Mexico.
Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Shawn has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shawn Kiehne
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 401K Pros, LLC. P.O. Box 1291, Los Lunas, NM 87031. Managing Member/Owner/Insurance Agent. Start date 08/2013. Insurance related business such as annuities, life insurance. 4 hours per week during regular business hours.
2. El Gringo Productions, LLC. P.O. Box 1291, Los Lunas, NM 87031. Managing Member/Owner. Start date 03/2004. 4 hours per month, not during trading hours.
I have a band, I am a singer and we perform at local venues in New Mexico.
3. JS Properties 1, LLC. 145 Bosque Farms Blvd., Bosque Farms, NM 87068.
Effective date: 05/04/2018. I spend no time dedicated to this. This LLC owns one real estate property. This property is a commercial office building where both Kiehne Wealth & Retirement, LLC and 401K Pros, LLC are located. Clients do not invest in JS Properties 1, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Brooks Kiehne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 2015 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 2210 Sun Ranch Village Loop, Suite 1d, Los Lunas, NM 87031Office #2: 2900 Louisiana Blvd Ne Suite 110, Albuquerque, NM 87110RIA
CRD#: 141413
Los Lunas, NM
Current
February 12, 2025 - Present
KIEHNE WEALTH & RETIREMENT, LLC
Office #1: 2210 Sun Ranch Village Loop Suite 1d, Los Lunas, NM 87031RIA
CRD#: 309251
LOS LUNAS, NM
Past
August 10, 2020 - December 31, 2024
KIEHNE WEALTH & RETIREMENT, LLC
RIA
CRD#: 309251
Los Lunas, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Mexico(9/28/2015)
IAR
Texas(10/12/2015)
IAR
Utah(10/13/2015)
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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Company Information
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413Los Lunas, NM 87031TRUST BUT VERIFY
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