Jason A. Beatty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Andrew Beatty, CFP®, who also goes by Jason Beatty, Jason Andrew Beatty, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2018. Jason had worked at 8 firms and has passed the Series 66, Series 7 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2025 - May 15, 2026
KESTRA INVESTMENT SERVICES, LLC
June 13, 2025 - May 15, 2026
KESTRA ADVISORY SERVICES, LLC
November 27, 2023 - June 20, 2025
EDELMAN FINANCIAL ENGINES
February 25, 2023 - August 31, 2023
CAPITAL ANALYSTS
February 8, 2023 - August 31, 2023
LINCOLN INVESTMENT
February 7, 2023 - August 31, 2023
LINCOLN INVESTMENT
August 12, 2020 - January 31, 2023
VALIC FINANCIAL ADVISORS, INC.
August 11, 2020 - January 31, 2023
VALIC FINANCIAL ADVISORS, INC.
March 15, 2019 - May 14, 2020
MORGAN STANLEY
March 15, 2019 - May 14, 2020
MORGAN STANLEY
December 5, 2018 - January 25, 2019
SECURIAN FINANCIAL SERVICES, INC.
November 8, 2018 - January 25, 2019
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA INVESTMENT SERVICES, LLC
CRD#: 42046 / SEC#: , 8-49672
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
