Jason A. Beatty

KESTRA ADVISORY SERVICES

Springfield, IL 62704

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CRD#: 6563611

Professional summary

Jason Andrew Beatty, CFP®, who also goes by Jason Beatty, Jason Andrew Beatty, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Springfield, Illinois and KESTRA INVESTMENT SERVICES, LLC located in Springfield, Illinois.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Jason has worked at 8 firms and has passed the Series 66, Series 7 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Beatty | Jason Andrew Beatty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/24/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: KB ELLIOTT POSITION: VP of Financial Planning and Wealth Management NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 06/24/2025 ADDRESS: 3048 Spring Mill, Springfield IL 62704, United States DESCRIPTION: Client reviews with the existing house accounts. Partner alongside the managing partner of the firm and consolidate outside assets. Revisit financial plans of existing and new clients and make augmentations as needed.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Andrew Beatty's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 13, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 3048 Spring Mill Ste. B, Springfield, IL 62704

RIA

CRD#: 283330

Springfield, IL

Current

June 14, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 3048 Spring Mill Ste. B, Springfield, IL 62704

CRD#: 42046

Springfield, IL

Past

November 27, 2023 - June 20, 2025

EDELMAN FINANCIAL ENGINES

RIA

CRD#: 104510

CHATHAM, IL

Past

February 25, 2023 - August 31, 2023

CAPITAL ANALYSTS

RIA

CRD#: 162200

Lutz, FL

Past

February 8, 2023 - August 31, 2023

LINCOLN INVESTMENT

RIA

CRD#: 519

LUTZ, FL

Past

February 7, 2023 - August 31, 2023

LINCOLN INVESTMENT

CRD#: 519

LUTZ, FL

Past

August 12, 2020 - January 31, 2023

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

TAMPA, FL

Past

August 11, 2020 - January 31, 2023

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

TAMPA, FL

Past

March 15, 2019 - May 14, 2020

MORGAN STANLEY

RIA

CRD#: 149777

TAMPA, FL

Past

March 15, 2019 - May 14, 2020

MORGAN STANLEY

CRD#: 149777

TAMPA, FL

Past

December 5, 2018 - January 25, 2019

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

TAMPA, FL

Past

November 8, 2018 - January 25, 2019

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Illinois
(6/13/2025)

Illinois
(6/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/2/2018

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/19/2018

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason A. Beatty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Andrew Beatty's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

EDELMAN FINANCIAL ENGINES

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LINCOLN INVESTMENT

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

MORGAN STANLEY

MORGAN STANLEY

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/2018

Series 7

Date: 9/19/2018

SIE

Date: 9/19/2018

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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