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JG

Jacklyn Griffo

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CRD#: 6563593
JG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jacklyn Griffo was a registered financial professional .

Jacklyn is a previously registered financial professional and started their career in finance in 2015. Jacklyn had worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 11, 2021 - July 18, 2025

ANCORIS SECURITIES LLC

BD
CRD#: 305279
New York, NY
Past

March 11, 2021 - January 13, 2022

TANGENT CAPITAL PARTNERS, LLC

BD
CRD#: 146999
SHORT HILLS, NJ
Past

November 12, 2015 - August 28, 2017

NOMURA GREENTECH CAPITAL ADVISORS, LLC

BD
CRD#: 149644
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/30/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/11/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/28/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 11/12/2015
Investment Banking Registered Representative Examination

Current Firm

AS
ANCORIS SECURITIES LLC
ANCORIS SECURITIES LLC | UPPERDECK SECURITIES LLC

CRD#: 305279 / SEC#: , 8-70753

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
515 Madison Avenue 22nd Floor, New York, NY, 10022
Mailing Address
515 Madison Avenue 22nd Floor, New York, NY, 10022
Phone number
(212) 601-2813
Established
New York since 06/14/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ANCORIS CAPITAL PARTNERS LLCSOLE OWNER
PLOTYCIA, STEVEN WILLIAMFINOP5293014
SMITH, HEATHERCEO,CCO2811843

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANCORIS SECURITIES LLC

CRD#: 305279

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