Gregory W. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Wade Brown, CFP®, who also goes by Greg Brown, Gregory W Brown, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2015. Gregory had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2017 - December 31, 2019
VENTURE.CO BROKERAGE SERVICES LLC
November 18, 2015 - April 19, 2016
WEALTHFORGE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
VENTURE.CO BROKERAGE SERVICES LLC
CRD#: 173924 / SEC#: , 8-69560
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
