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John Philip Stoecker

CRD# 6563010·Registered 2015 - 2022
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Philip Stoecker was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2015 - 2022. John had worked at 2 firms and has passed the Series 65, Series 50 and Series 54 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

LONE STAR PACE·CRD# 289829
RIA
Frisco, TX
November 7, 2017 - June 24, 2022
COMMUNITY DEVELOPMENT ASSOCIATES, LLC.·CRD# 149682
RIA
Frisco, TX
November 13, 2015 - June 24, 2022

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Current Firm

LS
LONE STAR PACE

LONE STAR PACE | LONE STAR PACE LLC

CRD#: 289829

Contact Information

Main Address

6988 Lebanon Road Suite 103, Frisco, TX 75034-6735

Phone Number

(214) 256-3121

# of Employees

4

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SMG, Operations Mgr, 5/1/2006, 30 hours Patronus Data Centers, 3/22/13. 20 hours Lone Star PACE is a program administrator that works with national lenders and local municipalities to provide affordable long term financing for energy efficiency, renewable energy and water conservation improvements in Texas.� UCDA is a corporation that was formed as a charitable organization to assist in the creation and operation of public/private partnerships (PPPs) to lessen the burdens of government and more effectively and efficiently facilitate public benefit projects nationwide, including infrastructure transactions such as water or waste water facilities, power generation and clean energy facilities, transportation facilities, healthcare facilities, fire stations, parking facilities, affordable and student housing. By developing and operating these types of infrastructure facilities, the Corporation will alleviate the need in communities nationwide to focus on, and divert funds to, these types of projects at taxpayer expense.� This will allow communities to use their resources to fund other necessary community projects and facilities.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2015About the Series 65 exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Feb 2016About the Series 50 exam

Series 54 — Municipal Advisor Principal Qualification Examination

Passed Jun 2019About the Series 54 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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