Douglas S. Riggert

GUARDIAN WEALTH ADVISORS

Omaha, NE 68114

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CRD#: 6562589

Professional summary

Douglas Steven Riggert, CFP®, who also goes by Douglas Riggert, is a registered financial advisor currently at GUARDIAN WEALTH ADVISORS, LLC located in Omaha, Nebraska.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Douglas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Douglas Riggert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) N & D Enterprises, LLC - Omaha, NE; Nature of the Business: Rental Real Estate; Position/Title: Rental Real Estate; Investment Related; Start Date: 06/01/2018; Hours per month devoted to this business: 1; Hours per month devoted to this business during trading hours: 0; Description of duties: Manager/Officer of LLC. 2) Licensed Insurance Agent appointed with various agencies. Commission will be recevied. 3) IAR Centerpoint Financial Group. DBA for ORG Partners

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Steven Riggert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

January 5, 2025 - Present

GUARDIAN WEALTH ADVISORS, LLC

Office #1: 9850 Nicholas St., Omaha, NE 68114

RIA

CRD#: 305412

Omaha, NE

Past

July 30, 2021 - January 2, 2025

ORG PARTNERS

RIA

CRD#: 312728

Omaha, NE

Past

November 12, 2020 - July 30, 2021

WEALTHSHIELD PARTNERS, LLC

RIA

CRD#: 169584

OMAHA, NE

Past

January 9, 2017 - November 9, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

OMAHA, NE

Past

December 6, 2016 - November 9, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

OMAHA, NE

Past

January 4, 2016 - December 12, 2016

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

OMAHA, NE

Past

October 5, 2015 - December 12, 2016

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(1/6/2025)

IAR

North Carolina
(1/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/2/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/24/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/5/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

CRD#: 305412 / SEC#: 801-118121

RIA

Registered Investment Advisory firm - (2/24/2020 Approved)

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Contact information

Main Address

4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609

Mailing Address

Phone number

(919) 874-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GWA FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,683
AUM (Assets Under Management)	$ 2,051,517,525

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas S. Riggert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Steven Riggert's CRS (Customer Relationship Summary).

Certified licenses

Experience

ORG PARTNERS

WEALTHSHIELD PARTNERS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Primary Firm SEC Registration

GUARDIAN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/2/2016

Series 63

Date: 11/24/2015

SIE

Date: 10/1/2018

Series 7

Date: 12/21/2016

Series 6

Date: 10/5/2015

Current Firm

GUARDIAN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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