Kyle P. Soucy

ONITUS CAPITAL

NEWPORT BEACH, CA 92663

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CRD#: 6562464

Professional summary

Kyle Patrick Soucy is a registered financial advisor currently at ONITUS CAPITAL, LLC located in Newport Beach, California and GLOBALIST CAPITAL, LLC located in Santa Monica, California.

Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Kyle has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Patrick Soucy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2022 - Present

ONITUS CAPITAL, LLC

Office #1: 2901 West Coast Hwy Suite 200, Newport Beach, CA 92663

RIA

CRD#: 321632

NEWPORT BEACH, CA

Current

April 20, 2022 - Present

GLOBALIST CAPITAL, LLC

Office #1: 100 Wilshire Blvd. Suite 750, Santa Monica, CA 90401

CRD#: 152786

Santa Monica, CA

Past

August 7, 2020 - April 18, 2022

PAULSON INVESTMENT ADVISORS, LLC

RIA

CRD#: 304328

LAKE OSWEGO, OR

Past

August 4, 2020 - April 18, 2022

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

Beverly Hills, CA

Past

December 28, 2018 - July 21, 2020

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

March 7, 2018 - July 31, 2020

DONOGHUE FORLINES LLC

RIA

CRD#: 285403

Huntington Beach, CA

Past

June 21, 2016 - September 13, 2017

SYMMETRY PARTNERS

RIA

CRD#: 120982

GLASTONBURY, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/20/2022)

IAR

California
(6/1/2022)

IAR

Connecticut
(8/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/12/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/21/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/27/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/7/2018

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ONITUS CAPITAL, LLC

CRD#: 321632 / SEC#: 801-125781

RIA

Registered Investment Advisory firm - (9/30/2022 Terminated)

California

Registered Investment Advisory firm - (9/29/2022 Approved)

Connecticut

Registered Investment Advisory firm - (8/22/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2901 West Coast Hwy Suite 200, Newport Beach, CA 92663

Mailing Address

Phone number

(949) 763-4114

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 6,396,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kyle P. Soucy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Patrick Soucy's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBALIST CAPITAL, LLC

PAULSON INVESTMENT ADVISORS, LLC

PAULSON INVESTMENT COMPANY LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

DONOGHUE FORLINES LLC

SYMMETRY PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 4/12/2019

Series 65

Date: 6/21/2016

Series 7TO

Date: 12/27/2018

SIE

Date: 12/7/2018

FINRA

Current Firm

ONITUS CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ONITUS CAPITAL, LLC

TRUST BUT VERIFY

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