KS
Kyle P. Soucy
ONITUS CAPITAL
NEWPORT BEACH, CA 92663
Some features on this profile are disabled
CRD#: 6562464
KS
Professional summary
Kyle Patrick Soucy is a registered financial advisor currently at ONITUS CAPITAL, LLC located in Newport Beach, California and GLOBALIST CAPITAL, LLC located in Santa Monica, California.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Kyle has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name of Other Business: Onitus Capital, LLC Investment-Related: Yes Address: 3857 Birch St PMB 5059 Newport Beach, CA 92660 Nature of Business: Registered Investment Adviser Position/Title: Sole Owner, Managing Member, and Chief Compliance Officer Start Date: June 2022 Hours Per Month: 130 Hours during Securities Trading Hours: 130 Duties: Mr. Soucy is the Sole Owner, Managing Member, and Chief Compliance Officer of Onitus Capital, LLC. Onitus Capital, LLC is a registered investment adviser formed in 2022 to provide asset management, financial planning/consulting, and retirement planning/consulting to its clients. No security recommendations will be made to Onitus Capital, LLC clients with respect to Mr. Soucy's role with Globalist Capital LLC. 2. Name of Other Business: Onitus Insurance Agency, LLC Investment-Related: Yes Address: 3857 Birch St PMB 5059 Newport Beach, CA 92660 Nature of Business: Insurance Position/Title: Principal Start Date: April 2023 Hours Per Month: 10 Hours during Securities Trading Hours: 10 Duties: Mr. Soucy is the Principal of Onitus Insurance Agency, LLC. Onitus Insurance Agency, LLC was created for the purposes of selling insurance products. 3. Name of Other Business: Onitus Consulting, LLC Investment-Related: No Address: 3857 Birch St PMB 5059 Newport Beach, CA 92660 Nature of Business: Consulting Position/Title: Managing Member Start Date: July 2025 Hours Per Month: 10 Hours during Securities Trading Hours: 10 Duties: Mr. Soucy is the Managing Member of Onitus Consulting, LLC where he provides consulting services and receives commissions from his DelMorgan Group, LLC employment. 4. Mr. Soucy is the owner of rental property located at 33 Marion Drive, Manchester, CT. He began this activity in March of 2018 where he spends one hour per month managing the property. This activity is non-investment related. 5. Name of Other Business: Kharisma Entertainment Investment-Related: No Address: 269 S. Beverly Drive, Suite 281 Beverly Hills, CA 90212 Nature of Business: Entertainment Position/Title: Co-Executive Producer Start Date: 04/19/22 Hours Per Month: 1 hour Hours during Securities Trading Hours: 0 Duties: Sourcing movie projects as consulting producer and small actor roles. 6. Name of Other Business: Real Estate Broker - Kiddily, LLC Investment-Related: No Address: 1024 Bayside Dr #114 Newport Beach, CA 92660 Nature of Business: Commercial Real Estate Position/Title: Referral/Finder Start Date: 04/19/22 Hours Per Month: 4 hours per month Hours during Securities Trading Hours: 0 Duties: Mr. Soucy refers Darrell Hallett (Kiddily, LLC) who is a real estate broker to companies like real estate venture funds to purchase commercial buildings. 7. Guardian Advisory, LLC; Aurum Equity Partners; Vibe Capital Fund LP; Shalehaven Partners Energy & Asset Management, LLC ; Investment Related; 3700 Campus Dr Suite 201, Newport Beach, CA 92660; Real Estate Private Equity Fund; Onitus Capital assisting in establishing the fund(s) onto Schwab platform engagement will be complete; Start 09/2024; 10 hrs; 0 during trading hours; Kyle Soucy, Onitus Capital, LLC will be the sponsor RIA of the funds. The role of Onitus Capital will be to establish the Funds on the Schwab platform. Onitus Capital will not be making recommendations to it's clients to invest.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Patrick Soucy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2022 - Present
ONITUS CAPITAL, LLC
Office #1: 2901 West Coast Hwy Suite 200, Newport Beach, CA 92663RIA
CRD#: 321632
NEWPORT BEACH, CA
Current
April 20, 2022 - Present
GLOBALIST CAPITAL, LLC
Office #1: 100 Wilshire Blvd. Suite 750, Santa Monica, CA 90401BD
CRD#: 152786
Santa Monica, CA
Past
August 7, 2020 - April 18, 2022
PAULSON INVESTMENT ADVISORS, LLC
RIA
CRD#: 304328
LAKE OSWEGO, OR
Past
August 4, 2020 - April 18, 2022
PAULSON INVESTMENT COMPANY LLC
BD
CRD#: 5670
Beverly Hills, CA
Past
December 28, 2018 - July 21, 2020
NORTHERN LIGHTS DISTRIBUTORS, LLC
BD
CRD#: 126159
ELKHORN, NE
Past
March 7, 2018 - July 31, 2020
DONOGHUE FORLINES LLC
RIA
CRD#: 285403
Huntington Beach, CA
Past
June 21, 2016 - September 13, 2017
SYMMETRY PARTNERS
RIA
CRD#: 120982
GLASTONBURY, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/20/2022)
IAR
California(6/1/2022)
IAR
Connecticut(8/22/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/27/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OC
ONITUS CAPITAL, LLC
ONITUS CAPITAL, LLC
CRD#: 321632 / SEC#: 801-125781
RIA
Registered Investment Advisory firm - (9/30/2022 Terminated)California
Registered Investment Advisory firm - (9/29/2022 Approved)Connecticut
Registered Investment Advisory firm - (8/22/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2901 West Coast Hwy Suite 200, Newport Beach, CA 92663
Mailing Address
Phone number
(949) 763-4114
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 54 |
| AUM (Assets Under Management) | $ 6,396,788 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
