Gregory A. Harbin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Alan Harbin JR, who also goes by Gregory Alan Harbin, Gregory Alan Harbin Jr, Gregory Harbin, Alan Harbin, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2016. Gregory had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2022 - July 11, 2025
FISHER INVESTMENTS
March 12, 2020 - May 17, 2022
WELLS FARGO CLEARING SERVICES, LLC
January 29, 2020 - May 17, 2022
WELLS FARGO CLEARING SERVICES, LLC
May 23, 2019 - January 6, 2020
STATE FARM VP MANAGEMENT CORP.
September 8, 2016 - March 1, 2019
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
