EB
Eliot C. Bares
MCGLONE SUTTNER WEALTH MANAGEMENT
Appleton, WI 54913
Some features on this profile are disabled
CRD#: 6562195
EB
Professional summary
Eliot Charles Bares is a registered financial advisor currently at MCGLONE SUTTNER WEALTH MANAGEMENT, INC. located in Appleton, Wisconsin.
Eliot is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Eliot has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Fours Capital LLC (Partnership); Investor; Investment Related; 10 E Athens Ave. Suite 215 Ardmore PA 19003; Description: I am an investor in this trading fund. I am uncertain what the trading strategy is and I don't make any business or trading strategy decisions. I don't impact the operation of this investment fund in any way. ;Start date: 2015-06-01; 0 Hours per month devoted to business; 5 Percent of total yearly compensation is expected to be derived from the business. A-1 Creative Acquisition LLC (S Corp); Investor; Non Investment Related; 400 Industrial Blvd Palmyra WI 53156; Description: This is a packaging business organized as an S Corporation in which I am an investor. I see on 2023 K1 that I own 2% of the shares. I do not have any input into business related decisions.; Responsibilities: I am not responsible for any decision making in the organization; Start date: 2016-05-10; 0 Hours per month devoted to business; 2 Percent of total yearly compensation is expected to be derived from the business; Contact person at the organization: Adam Wiese (President).
CRS (Client Relationship Summary) - RIA
Click below to view Eliot Charles Bares's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 10, 2024 - Present
MCGLONE SUTTNER WEALTH MANAGEMENT, INC.
Office #1: 3501 E Evergreen Drive Ste A, Appleton, WI 54913RIA
CRD#: 149830
Appleton, WI
Past
January 8, 2019 - February 16, 2021
CHEQUERS FINANCIAL MANAGEMENT LLC
RIA
CRD#: 175209
SAN FRANCISCO, CA
Past
October 12, 2017 - January 7, 2019
KOM WEALTH MANAGEMENT GROUP, LLC
RIA
CRD#: 142682
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MCGLONE SUTTNER WEALTH MANAGEMENT, INC.
APPLETON CAPITAL PARTNERS, INC. | VERUS INVESTMENT ADVISORY GROUP, INC. | VERUS INVESTMENT ADVISORY GROUP | MCGLONE SUTTNER WEALTH MANAGEMENT, INC.
CRD#: 149830 / SEC#: 801-112692
RIA
Registered Investment Advisory firm - (3/22/2018 Approved)Wisconsin
Registered Investment Advisory firm - (3/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(12/10/2024)
Current Firm
MS
MCGLONE SUTTNER WEALTH MANAGEMENT, INC.
APPLETON CAPITAL PARTNERS, INC. | VERUS INVESTMENT ADVISORY GROUP, INC. | VERUS INVESTMENT ADVISORY GROUP | MCGLONE SUTTNER WEALTH MANAGEMENT, INC.
CRD#: 149830 / SEC#: 801-112692
RIA
Registered Investment Advisory firm - (3/22/2018 Approved)Wisconsin
Registered Investment Advisory firm - (3/27/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3501 E Evergreen Drive Ste A, Appleton, WI 54913
Mailing Address
Phone number
(920) 882-5299
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,722 |
| AUM (Assets Under Management) | $ 815,977,938 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MCGLONE SUTTNER WEALTH MANAGEMENT, INC.
CRD#: 149830Appleton, WI 54913TRUST BUT VERIFY
Monitor Eliot Bares
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
