Ezra Serrur
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ezra Serrur was a registered financial professional .
Ezra is a previously registered financial professional and started their career in finance in 2017. Ezra had worked at 3 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2019 - March 26, 2021
GORDIAN GROUP, LLC
April 30, 2019 - October 2, 2019
MAXIM GROUP LLC
March 24, 2017 - August 28, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 7, 2017 - August 28, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/6/2020
Investment Banking Registered Representative ExaminationCurrent Firm
GORDIAN GROUP, LLC
CRD#: 24034 / SEC#: , 8-40861
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
