Steven E. Hengehold

HCM WEALTH ADVISORS

Cincinnati, OH 45247-7833

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CRD#: 6561418

Professional summary

Steven Elias Hengehold, CFP® is a registered financial advisor currently at HCM WEALTH ADVISORS located in Cincinnati, Ohio.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Steven has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Elias Hengehold's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

October 8, 2015 - Present

HCM WEALTH ADVISORS

Office #1: 6116 Harrison Ave, Cincinnati, OH 45247-7833

RIA

CRD#: 107700

Cincinnati, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HCM WEALTH ADVISORS

HCM WEALTH | HENGEHOLD CAPITAL MANAGEMENT LLC | HCM WEALTH ADVISORS

CRD#: 107700 / SEC#: 801-37821

RIA

Registered Investment Advisory firm - (11/29/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/8/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/2015

Uniform Investment Adviser Law Examination

Current Firm

HCM WEALTH ADVISORS

HCM WEALTH | HENGEHOLD CAPITAL MANAGEMENT LLC | HCM WEALTH ADVISORS

CRD#: 107700 / SEC#: 801-37821

RIA

Registered Investment Advisory firm - (11/29/1990 Approved)

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Contact information

Main Address

6116 Harrison Ave, Cincinnati, OH 45247-7833

Mailing Address

Phone number

(513) 598-5120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 022025 (2/20/2025)

Regulatory assets under management

Total Number of Accounts	2,742
AUM (Assets Under Management)	$ 1,084,067,745

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/29/2025	Cover Page	Report
10/14/2024	Cover Page	Report
09/07/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steven E. Hengehold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Elias Hengehold's CRS (Customer Relationship Summary).

Certified licenses

Experience

HCM WEALTH ADVISORS

Primary Firm SEC Registration

HCM WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/2015

Current Firm

HCM WEALTH ADVISORS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HCM WEALTH ADVISORS

TRUST BUT VERIFY

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