James A. D Angelo

LANDOLT SECURITIES

LAKE BLUFF, IL 60044

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CRD#: 6560597

Professional summary

James Anthony D Angelo is a registered financial professional currently at LANDOLT SECURITIES, INC. located in Lake Bluff, Illinois.

James is registered as a RR (Registered Representative) and started their career in finance in 2016. James has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Anthony D Angelo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2021 - Present

LANDOLT SECURITIES, INC.

Office #1: 900 North Shore Drive Suite 279, Lake Bluff, IL 60044

RIA

CRD#: 28352

LAKE BLUFF, IL

Past

January 4, 2019 - October 6, 2021

WORDEN CAPITAL MANAGEMENT LLC

CRD#: 148366

Wilmington, NC

Past

February 9, 2016 - April 3, 2018

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LANDOLT SECURITIES, INC.

CRD#: 28352 / SEC#: 801-135200, 8-43645

RIA

Registered Investment Advisory firm - SEC (2/23/2026 Approved)

Illinois

Registered Investment Advisory firm - SEC (2/24/2026 Terminated)

Indiana

Registered Investment Advisory firm - SEC (2/24/2026 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (3/3/2026 Terminated)

Ohio

Registered Investment Advisory firm - SEC (2/25/2026 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/24/2026 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (2/24/2026 Terminated)

Wyoming

Registered Investment Advisory firm - SEC (2/24/2026 Termination Requested)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/24/2025)

California
(9/19/2021)

Florida
(9/19/2021)

Georgia
(2/24/2022)

Illinois
(10/4/2021)

Indiana
(9/19/2021)

Kansas
(9/19/2021)

Kentucky
(9/19/2021)

Maine
(11/9/2023)

Massachusetts
(9/19/2021)

Michigan
(9/19/2021)

Missouri
(9/19/2021)

Nevada
(4/1/2022)

New Jersey
(9/19/2021)

New York
(9/19/2021)

North Carolina
(10/6/2021)

Ohio
(9/19/2021)

Pennsylvania
(9/19/2021)

South Carolina
(9/19/2021)

Tennessee
(11/25/2024)

Texas
(9/19/2021)

Virginia
(9/19/2021)

Washington
(9/19/2021)

Wisconsin
(9/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 3/5/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 4/3/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 2/9/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LANDOLT SECURITIES, INC.

CRD#: 28352 / SEC#: 801-135200, 8-43645

RIA

Registered Investment Advisory firm - SEC (2/23/2026 Approved)

Illinois

Registered Investment Advisory firm - SEC (2/24/2026 Terminated)

Indiana

Registered Investment Advisory firm - SEC (2/24/2026 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (3/3/2026 Terminated)

Ohio

Registered Investment Advisory firm - SEC (2/25/2026 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/24/2026 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (2/24/2026 Terminated)

Wyoming

Registered Investment Advisory firm - SEC (2/24/2026 Termination Requested)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

900 North Shore Drive Suite 279, Lake Bluff, IL 60044

Mailing Address

900 North Shore Drive Suite 279, Lake Bluff, IL 60044

Phone number

(847) 838-5151

Established

Wisconsin since 11/09/1989

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

SEC notice filing (14 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

LSI BROCHURE (6/29/2026)

Direct owners and executive officers

Name	Position	CRD#
MCKIERNAN, DONALD TRENDLEY	CEO, CO-CCO (BD ONLY) & FINOP	1305965
MCKIERNAN, MATTHEW RICHARD	CHIEF FINANCIAL OFFICER AND CCO (IA ONLY)	7006128
REINHARD, TYLER JOHN	COO / CO-CCO (BD ONLY)	6366204

Regulatory assets under management

Total Number of Accounts	301
AUM (Assets Under Management)	$ 137,829,035

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James A. D Angelo

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Anthony D Angelo's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORDEN CAPITAL MANAGEMENT LLC

ALLIANCEBERNSTEIN INVESTMENTS, INC.

Primary Firm SEC Registration

LANDOLT SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Passed: 3/5/2016

SIE

Passed: 4/3/2018

Series 7

Passed: 2/9/2016

FINRA

Current Firm

LANDOLT SECURITIES, INC.

Contact information

SEC notice filing (14 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

LANDOLT SECURITIES, INC.

TRUST BUT VERIFY

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