Andrew J. Sokol

BLUEBIRD WEALTH MANAGEMENT LLC

AMESBURY, MA 01913

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CRD#: 6560555

Professional summary

Andrew John Sokol is a registered financial advisor currently at BLUEBIRD WEALTH MANAGEMENT LLC located in Amesbury, Massachusetts.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Andrew has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew John Sokol's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2025 - Present

BLUEBIRD WEALTH MANAGEMENT LLC

Office #1: 12 Oakland Street, Amesbury, MA 01913

RIA

CRD#: 293420

AMESBURY, MA

Past

October 23, 2015 - October 22, 2018

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

ANDOVER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUEBIRD WEALTH MANAGEMENT LLC

BLUEBIRD WEALTH MANAGEMENT LLC | MASSWEALTH MANAGEMENT LLC

CRD#: 293420 / SEC#: 801-132489

RIA

Registered Investment Advisory firm - (4/22/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (5/14/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/20/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/24/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/23/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BLUEBIRD WEALTH MANAGEMENT LLC

BLUEBIRD WEALTH MANAGEMENT LLC | MASSWEALTH MANAGEMENT LLC

CRD#: 293420 / SEC#: 801-132489

RIA

Registered Investment Advisory firm - (4/22/2025 Approved)

Massachusetts

Registered Investment Advisory firm - (5/14/2025 Terminated)

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Contact information

Main Address

266 Main Street Suite 19b, Medfield, MA 02052

Mailing Address

Phone number

(508) 359-4349

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

05 16 2025 BBW FORM ADV PART 2A AND 2B FINAL (5/16/2025)

Regulatory assets under management

Total Number of Accounts	212
AUM (Assets Under Management)	$ 136,808,669

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/11/2025	Cover Page	Report
08/20/2024	Cover Page	Report
06/14/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew J. Sokol

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew John Sokol's CRS (Customer Relationship Summary).

Certified licenses

Experience

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

BLUEBIRD WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/20/2025

Series 63

Date: 11/24/2015

SIE

Date: 10/1/2018

Series 7

Date: 5/1/2017

Series 6

Date: 10/23/2015

Current Firm

BLUEBIRD WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BLUEBIRD WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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