Gregory Tishelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Tishelman, who also goes by Greg Tishelman, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2017. Gregory had worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2019 - August 9, 2021
THALES CAPITAL PARTNERS LLC
May 8, 2018 - February 12, 2019
XNERGY FINANCIAL LLC
January 30, 2017 - May 31, 2017
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/3/2022
General Securities Representative ExaminationCurrent Firm
THALES CAPITAL PARTNERS LLC
CRD#: 172125 / SEC#: , 8-69498
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
