Houston James Friend
Professional Summary
Houston James Friend, who also goes by Houston Friend, is a registered financial advisor currently at REDEEM WEALTH MANAGEMENT located in Gilbert, Arizona. Houston is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Houston has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Houston Friend
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
REDEEM FINANCIAL GROUP LLC | REDEEM.WEALTH | REDEEM WEALTH MANAGEMENT
Contact Information
Main Address
2162 E Williams Field Rd Suite 111, Gilbert, AZ 85295Phone Number
(480) 680-7975# of Employees
4SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
773AUM (Assets Under Management)
$118,646,328Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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MACQUARIE CAPITAL (USA) INC.
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Primary Firm SEC Registration
REDEEM FINANCIAL GROUP LLC | REDEEM.WEALTH | REDEEM WEALTH MANAGEMENT
State Registrations and Notice Filings
(8/10/2021)
(8/11/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Houston James Friend's CRS (Customer Relationship Summary).
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