SI
Sarah G. Innes
THOMPSON SIEGEL & WALMSLEY LLC
Richmond, VA 23230
Some features on this profile are disabled
CRD#: 6560203
SI
Professional summary
Sarah G Innes, who also goes by Sarah Gray Tullidge, is a registered financial advisor currently at THOMPSON SIEGEL & WALMSLEY LLC located in Richmond, Virginia and FUNDS DISTRIBUTOR, LLC located in Richmond, Virginia.
Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Sarah has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sarah Gray Tullidge
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Thompson, Siegel & Walmsley LLC, Richmond VA, Investment related, Business Development Director, began 08/2015, 160 hours per month, 130 during trading hours. 2. Funds Distributor, LLC, an unaffiliated broker dealer. The Associate is a registered representative for purposes of Funds Distributor, LLC. 3. Gwynnfield Farm LLC, Richmond VA, Investment related, farming and real estate holding company, Owner, .5 hours per month, none during trading hours. 4. Gwynnfield Caroline LLC, Richmond VA, Investment related, farming and real estate holding company, Owner, 0 hours per month, none during trading hours. 5. Gwynnfield House LLC, Richmond VA, Investment related, farming and real estate holding company, Owner, no hours per month or during trading hours. 6. Monument Ave; Richmond, VA; Investment Related; Began 11/10/2018; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Property manager manages all the day to day operations of the property; 1 hour per month with zero hours during securities trading hours. 7. Patterson Avenue, Richmond, VA, Investment Related, Began 08/31/2021, Rental House, Co-Owner, Monthly rental income net of expenses (mortgage, water, etc.). Responsible for writing checks on occasion to pay bills. Periodically involved in finding new tenants for the property or performing routine maintenance, 1 hour per month with zero hours during securities trading hours. 8. Grove Avenue 1; Richmond, VA; Investment Related; Began 2/13/2020; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. 1 hour per month with zero hours during securities trading hours. 9. Granite Avenue 1; Richmond, VA; Investment Related; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 10. Grove Avenue 2; Richmond, VA; Investment Related; Began 9/13/2016; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 11. Grove Avenue 3; Richmond, VA; Investment Related; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 12. Grove Avenue 4; Richmond, VA; Investment Related; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 13. Granite Avenue 2; Richmond, VA; Investment Related; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 14. St. Michael's Lane; Richmond, VA; Investment Related; Began 10/2/2018; Real Estate Rental, Co-Owner; Responsible for writing checks to pay bills along with spouse. Periodically involved in finding new tenants for the property or performing routine maintenance. 1 hour per month with zero hours during securities trading hours. 15. GrayCo; Investment Related; Richmond, VA; private placement; private investor; 04/1987; 0 hrs/mo. 16. Facebook; Not Investment Related; Henrico, VA; Selling clothes and other items; Sales; Start 7/22/2024; 3 Hrs Per Month, 0 During Trading Hrs; 17. Hope Essentials; Non-Investment Related; Ashland, VA; Referral Program; Ambassador; Start 7/29/25; 1 Hr Per Month, 0 During Trading Hrs; Referral program
CRS (Client Relationship Summary) - RIA
Click below to view Sarah G Innes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2016 - Present
THOMPSON SIEGEL & WALMSLEY LLC
Office #1: 6641 West Broad Street Suite 600, Richmond, VA 23230RIA
CRD#: 105726
Richmond, VA
Current
November 17, 2015 - Present
FUNDS DISTRIBUTOR, LLC
Office #1: 6641 West Broad Street Suite 600, Richmond, VA 23230BD
CRD#: 7174
Richmond, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THOMPSON SIEGEL & WALMSLEY LLC
THOMPSON SIEGEL & WALMSLEY INC | WPS CAPITAL MANAGEMENT, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | WPS CAPITAL FUND, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | THOMPSON, SIEGEL & WALMSLEY | THOMPSON SIEGEL & WALMSLEY LLC
CRD#: 105726 / SEC#: 801-6273
RIA
Registered Investment Advisory firm - (1/17/1970 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/3/2016)
RR
Alaska(2/3/2016)
RR
Arizona(2/3/2016)
RR
Arkansas(2/3/2016)
RR
California(2/3/2016)
RR
Colorado(2/3/2016)
RR
Connecticut(2/3/2016)
RR
Delaware(2/3/2016)
RR
District of Columbia(2/3/2016)
RR
Florida(2/3/2016)
RR
Georgia(2/3/2016)
RR
Hawaii(2/3/2016)
RR
Idaho(2/3/2016)
RR
Illinois(2/3/2016)
RR
Indiana(2/3/2016)
RR
Iowa(2/3/2016)
RR
Kansas(2/3/2016)
RR
Kentucky(2/3/2016)
RR
Louisiana(2/3/2016)
RR
Maine(2/3/2016)
RR
Maryland(2/3/2016)
RR
Massachusetts(2/3/2016)
RR
Michigan(2/3/2016)
RR
Minnesota(2/3/2016)
RR
Mississippi(2/3/2016)
RR
Missouri(2/3/2016)
RR
Montana(2/3/2016)
RR
Nebraska(2/3/2016)
RR
Nevada(2/3/2016)
RR
New Hampshire(2/3/2016)
RR
New Jersey(2/3/2016)
RR
New Mexico(2/3/2016)
RR
New York(2/3/2016)
RR
North Carolina(2/5/2016)
RR
North Dakota(2/3/2016)
RR
Ohio(2/3/2016)
RR
Oklahoma(2/3/2016)
RR
Oregon(2/3/2016)
RR
Pennsylvania(2/3/2016)
RR
Rhode Island(2/3/2016)
RR
South Carolina(2/3/2016)
RR
South Dakota(2/3/2016)
RR
Tennessee(2/3/2016)
RR
Texas(2/3/2016)
RR
Utah(2/3/2016)
RR
Vermont(2/3/2016)
IAR
Virginia(2/1/2016)
RR
Virginia(2/3/2016)
RR
Washington(2/3/2016)
RR
West Virginia(2/3/2016)
RR
Wisconsin(2/3/2016)
RR
Wyoming(2/3/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TS
THOMPSON SIEGEL & WALMSLEY LLC
THOMPSON SIEGEL & WALMSLEY INC | WPS CAPITAL MANAGEMENT, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | WPS CAPITAL FUND, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | THOMPSON, SIEGEL & WALMSLEY | THOMPSON SIEGEL & WALMSLEY LLC
CRD#: 105726 / SEC#: 801-6273
RIA
Registered Investment Advisory firm - (1/17/1970 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6641 West Broad Street Suite 600, Richmond, VA 23230
Mailing Address
Phone number
(804) 353-4500
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,775 |
| AUM (Assets Under Management) | $ 20,812,400,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THOMPSON SIEGEL & WALMSLEY LLC
CRD#: 105726Richmond, VA 23230TRUST BUT VERIFY
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