RP
Richard B. Pyle
ASHTON THOMAS PRIVATE WEALTH
Tucson, AZ 85712
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CRD#: 6559667
RP
Professional summary
Richard Bruce Pyle is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Tucson, Arizona.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Richard has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RICHARD BRUCE PYLE; SOLE PROPRIETOR; INVESTMENT RELATED: NO; 12233 BIDDLESTON DRIVE EL PASO TEXAS 77928 USA; TAX PREPARATION; TAX PREPARER; START DATE: 2023-01-01; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 8; HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 20; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 5. 2) Pyle Enterprises, LLC; Not Investment-Related; 12233 Biddleston Drive, El Paso, TX 79928; Online retail of clothing; LLC Member; 6/09/2025; 15 hours/month during trading hours; 15/hours month outside of trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Bruce Pyle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2022 - Present
ASHTON THOMAS PRIVATE WEALTH
Office #1: 3971 E Paradise Falls Drive Suite 114, Tucson, AZ 85712Office #2: 2300 George Dieter Drive Suite 2, El Paso, TX 79936RIA
CRD#: 153902
Tucson, AZ
Past
October 5, 2015 - December 31, 2016
WELLSPRING99
RIA
CRD#: 162427
TUCSON, AZ
Past
October 5, 2015 - February 22, 2022
WELLSPRING FINANCIAL PARTNERS
RIA
CRD#: 158872
TUCSON, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(2/28/2022)
IAR
Florida(3/3/2022)
IAR
Georgia(3/16/2022)
IAR
Oregon(8/30/2024)
IAR
Texas(2/24/2022)
Current Firm
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 732-4745
Established
Firm type
Fiscal year end
# of Employees
114
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,733 |
| AUM (Assets Under Management) | $ 4,051,333,740 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
