CV
Chavez Vincent
FAI ADVISORS
FARMINGTON HILLS, MI 48331
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CRD#: 6559507
CV
Professional summary
Chavez Vincent is a registered financial advisor currently at FAI ADVISORS, INC. located in Farmington Hills, Michigan.
Chavez is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Chavez has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). Non registered insurance sales; 39395 West 12 mile road suite 102, Farmington Hills MI 48331; advisor; 12/05/2018-present; 2 hours/month 2 during securities trading hours; life disability, and fixed annuities.
CRS (Client Relationship Summary) - RIA
Click below to view Chavez Vincent's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2021 - Present
FAI ADVISORS, INC.
Office #1: 27500 Drake Rd. Suite 110, Farmington Hills, MI 48331RIA
CRD#: 122132
FARMINGTON HILLS, MI
Past
January 11, 2016 - July 13, 2022
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
Farmington Hill, MI
Past
October 15, 2015 - July 13, 2022
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
FARMINGTON HILLS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FAI ADVISORS, INC.
FAI ADVISORS, INC. | FINANCIAL ARCHITECTS, INC.
CRD#: 122132 / SEC#: 801-127868
RIA
Registered Investment Advisory firm - (5/1/2023 Approved)Florida
Registered Investment Advisory firm - (5/4/2023 Terminated)Illinois
Registered Investment Advisory firm - (5/4/2023 Terminated)Michigan
Registered Investment Advisory firm - (5/4/2023 Terminated)North Carolina
Registered Investment Advisory firm - (5/26/2023 Terminated)Texas
Registered Investment Advisory firm - (5/4/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(1/7/2021)
IAR
Texas(8/12/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FA
FAI ADVISORS, INC.
FAI ADVISORS, INC. | FINANCIAL ARCHITECTS, INC.
CRD#: 122132 / SEC#: 801-127868
RIA
Registered Investment Advisory firm - (5/1/2023 Approved)Florida
Registered Investment Advisory firm - (5/4/2023 Terminated)Illinois
Registered Investment Advisory firm - (5/4/2023 Terminated)Michigan
Registered Investment Advisory firm - (5/4/2023 Terminated)North Carolina
Registered Investment Advisory firm - (5/26/2023 Terminated)Texas
Registered Investment Advisory firm - (5/4/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
27500 Drake Rd. Suite 110, Farmington Hills, MI 48331
Mailing Address
Phone number
(248) 482-3600
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 901 |
| AUM (Assets Under Management) | $ 301,249,305 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
