MV
Michael D. Vaubel
CLF ASSET MANAGEMENT
Madison, WI 53717
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CRD#: 6559106
MV
Professional summary
Michael Donald Vaubel, who also goes by Michael Vaubel, is a registered financial advisor currently at CLF ASSET MANAGEMENT, INC. located in Madison, Wisconsin.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Vaubel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Insurance Licensed and employed by Capitol Lakes Financial, LLP Alumni Association board member for Wayland Academy Alpenhaus Market, LLC; Un-paid support; Not Investment Related; 618 Railroad St. New Glaurus WI 53574; Focuses on selling vintage and artisan goods in store and online; Marital support, consulting, maintenance, general labor; Start date with business: 2025-04-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Donald Vaubel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2017 - Present
CLF ASSET MANAGEMENT, INC.
Office #1: 999 Fourier Drive Suite 301, Madison, WI 53717RIA
CRD#: 284060
Madison, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CLF ASSET MANAGEMENT, INC.
CLF ASSET MANAGEMENT INC. | CLF ASSET MANAGEMENT, INC.
CRD#: 284060 / SEC#: 801-131455
RIA
Registered Investment Advisory firm - (12/6/2024 Approved)Illinois
Registered Investment Advisory firm - (12/26/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (12/26/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(6/22/2017)
Current Firm
CA
CLF ASSET MANAGEMENT, INC.
CLF ASSET MANAGEMENT INC. | CLF ASSET MANAGEMENT, INC.
CRD#: 284060 / SEC#: 801-131455
RIA
Registered Investment Advisory firm - (12/6/2024 Approved)Illinois
Registered Investment Advisory firm - (12/26/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (12/26/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
999 Fourier Drive Suite 301, Madison, WI 53717
Mailing Address
Phone number
(888) 505-3956
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 990 |
| AUM (Assets Under Management) | $ 110,460,547 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CLF ASSET MANAGEMENT, INC.
CRD#: 284060Madison, WI 53717TRUST BUT VERIFY
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