Naomi L. Peterson
Professional summary
Naomi L Peterson, who also goes by Naomi Lynn Stryker, is a registered financial professional currently at D. B. MCKENNA & CO., INC. located in Bennington, Vermont.
Naomi is registered as a RR (Registered Representative) and started their career in finance in 2015. Naomi has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Naomi L Peterson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2022 - Present
D. B. MCKENNA & CO., INC.
Office #1: 207 West Main Street, Bennington, VT 05201-2108December 8, 2016 - August 7, 2020
CITIZENS SECURITIES, INC.
October 15, 2015 - August 7, 2020
CITIZENS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2022)
(7/14/2022)
(7/14/2022)
(7/28/2022)
Exams
Series 7TO
Date: 10/23/2023
General Securities Representative ExaminationFINRA
Current Firm
D. B. MCKENNA & CO., INC.
CRD#: 10386 / SEC#: , 8-33612
Contact information
FINRA licenses (17 States and Territories)
Disclosures
| Regulatory Event | 1 |
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Company Information
D. B. MCKENNA & CO., INC.
CRD#: 10386Bennington, VT 05201-2108TRUST BUT VERIFY
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