Sarah J. Kopesky

BREAKTHRU ADVISORY SERVICES

MUSKEGO, WI 53150

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CRD#: 6558816

Professional summary

Sarah Jean Kempf Kopesky, who also goes by Sarah Kopesky, Sarah Jean Kempf, is a registered financial advisor currently at BREAKTHRU ADVISORY SERVICES, LLC located in Muskego, Wisconsin.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Sarah has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sarah Kopesky | Sarah Jean Kempf

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. K2 FINANCIAL, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/12/2023 ADDRESS: W160S6550 Commerce Dr. Suite 210 Mukwonago, WI 53150 DESCRIPTION: Tax preparation & Insurance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Jean Kempf Kopesky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2024 - Present

BREAKTHRU ADVISORY SERVICES, LLC

Office #1: W160s6550 Commerce Dr. Suite 210, Muskego, WI 53150

RIA

CRD#: 332173

MUSKEGO, WI

Past

January 19, 2024 - September 11, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

Muskego, WI

Past

January 19, 2024 - September 11, 2024

OSAIC WEALTH, INC.

CRD#: 23131

Muskego, WI

Past

July 26, 2016 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

MUKWONAGO, WI

Past

December 15, 2015 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

MUKWONAGO, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BREAKTHRU ADVISORY SERVICES, LLC

CRD#: 332173 / SEC#: 801-130880

RIA

Registered Investment Advisory firm - (8/7/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/24/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/15/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BREAKTHRU ADVISORY SERVICES, LLC

CRD#: 332173 / SEC#: 801-130880

RIA

Registered Investment Advisory firm - (8/7/2024 Approved)

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Contact information

Main Address

W160s6550 Commerce Dr. Suite 210, Muskego, WI 53150

Mailing Address

Phone number

(262) 977-9907

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (1/29/2025)

Regulatory assets under management

Total Number of Accounts	768
AUM (Assets Under Management)	$ 209,880,244

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sarah J. Kopesky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Jean Kempf Kopesky's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BREAKTHRU ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/2016

Series 63

Date: 2/24/2016

SIE

Date: 10/1/2018

Series 7

Date: 9/25/2017

Series 6

Date: 12/15/2015

Current Firm

BREAKTHRU ADVISORY SERVICES, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BREAKTHRU ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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