Jonathan M. Corcoran

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CRD#: 6558539

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan Michael Corcoran, AIF®, who also goes by Jon Michael Corcoran, Jonathan Corcoran, was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 2015. Jonathan had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jon Michael Corcoran | Jonathan Corcoran

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) IDX Advisors; Investment Related; Phoenix, AZ; Asset Management; Director; Start 07/2021; 320 hours per month 2) Strategic Health Solutions LLC; Non-Investment Related; Medical Consulting; Owner; Start 10/2017; 1 hour per month 3) A to Z Botanicals; Non-investment Related; Phoenix, AZ; Medical Solutions; Board Member; Start 03/2022

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Past

May 23, 2022 - October 22, 2025

IDX ADVISORS

RIA

CRD#: 299658

PHOENIX, AZ

Past

April 25, 2022 - August 15, 2023

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Phoenix, AZ

Past

October 28, 2020 - July 29, 2021

CETERA ADVISORS LLC

RIA

CRD#: 10299

TEMPE, AZ

Past

October 23, 2020 - July 29, 2021

CETERA ADVISORS LLC

CRD#: 10299

TEMPE, AZ

Past

October 5, 2016 - September 9, 2020

TD AMERITRADE, INC.

RIA

CRD#: 7870

SCOTTSDALE, AZ

Past

October 5, 2016 - September 9, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Scottsdale, AZ

Past

September 13, 2016 - September 9, 2020

TD AMERITRADE, INC.

CRD#: 7870

SCOTTSDALE, AZ

Past

October 12, 2015 - September 14, 2016

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IDX ADVISORS

IDX ADVISORS | IDX ADVISORS, LLC

CRD#: 299658 / SEC#: 801-122480

RIA

Registered Investment Advisory firm - (10/8/2021 Approved)

Arizona

Registered Investment Advisory firm - (11/27/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/22/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/2015

General Securities Representative Examination

Current Firm

IDX ADVISORS

IDX ADVISORS | IDX ADVISORS, LLC

CRD#: 299658 / SEC#: 801-122480

RIA

Registered Investment Advisory firm - (10/8/2021 Approved)

Arizona

Registered Investment Advisory firm - (11/27/2023 Terminated)

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Contact information

Main Address

9311 E Via De Ventura Suite 105, Scottsdale, AZ 85258

Mailing Address

Phone number

(833) 662-6346

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 97,401,984

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan M. Corcoran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

IDX ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/2016

Series 63

Date: 10/22/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/12/2015

Current Firm

IDX ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

IDX ADVISORS

TRUST BUT VERIFY

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