Samuel Knight

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CRD#: 6558527

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Samuel Knight, CFP®, who also goes by Samuel Turner Knight, Samuel Knight, was a registered financial professional .

Samuel is a previously registered financial professional and started their career in finance in 2015. Samuel had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Samuel Turner Knight | Samuel Knight

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Licensed Insurance Agent; Not investment-related; Louisville, 4175 Westport Road, Suite 100, Louisville, KY 40207; Insurance Sales; Insurance Agent; 10/2015; Five hours per month, all of which are during securities trading hours; Implementations of insurance recommendations. (2) Sam Knight Investments, LLC; Not investment-related; 738 E Madison St., Unit C, Louisville, KY 40202; Limited liability corporation formed for tax purposes; Owner; 05/2019; One hour per month, which is not during securities trading hours; Maintain books and records. (3) Hemp Creations, LLC; Not investment-related; 110 E. Market St., New Albany, IN 47150; Retail health and wellness company; Owner and Sole Member; 05/2022; Ten hours per month, none of which are during securities trading hours; Oversee all aspects of the firm. (4) Everest Processing, LLC; Not investment-related; 738 E Madison St., Unit C, Louisville, KY 40202; Merchant service provider of processing credit card transactions; Director of Strategic Partnerships; 05/2022; Forty hours per month, none of which are during securities trading hours; Process credit card transactions. (5) LeaderOne Financial Corporation; Not Investment-Related; 2601 N Lamar, Suite 201, Austin, TX 78705; Mortgages; Business Development Officer; 03/17/2023; 20 Hours Per Month; Mr. Knight helps gather documents for loans and find opportunities for clients to help with lending needs.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Past

May 8, 2019 - February 9, 2024

OXINAS PARTNERS WEALTH MANAGEMENT

RIA

CRD#: 297462

Lousiville, KY

Past

September 19, 2016 - May 7, 2019

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

CINCINNATI, OH

Past

September 29, 2015 - May 7, 2019

PRUCO SECURITIES, LLC.

CRD#: 5685

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OXINAS PARTNERS WEALTH MANAGEMENT

OXINAS PARTNERS WEALTH MANAGEMENT | SDG ASSET MANAGEMENT GROUP | OXINAS PARTNERS, LLC | OXINAS PARTNERS WEALTH MANAGEMENT LLC

CRD#: 297462 / SEC#: 801-113877

RIA

Registered Investment Advisory firm - (8/22/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/27/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/28/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/27/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/29/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OXINAS PARTNERS WEALTH MANAGEMENT

OXINAS PARTNERS WEALTH MANAGEMENT | SDG ASSET MANAGEMENT GROUP | OXINAS PARTNERS, LLC | OXINAS PARTNERS WEALTH MANAGEMENT LLC

CRD#: 297462 / SEC#: 801-113877

RIA

Registered Investment Advisory firm - (8/22/2018 Approved)

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Contact information

Main Address

607 North Shore Drive Suite 101, Jeffersonville, IN 47130

Mailing Address

Phone number

(812) 725-8649

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OXINAS PARTNERS WEALTH MANAGEMENT DISCLOSURE BROCHURE AND PRIVACY POLICY (2/18/2025)

Regulatory assets under management

Total Number of Accounts	1,706
AUM (Assets Under Management)	$ 344,596,274

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Samuel Knight

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

OXINAS PARTNERS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 9/27/2016

Series 63

Date: 9/28/2015

SIE

Date: 10/1/2018

Series 7

Date: 4/27/2017

Series 6

Date: 9/29/2015

Current Firm

OXINAS PARTNERS WEALTH MANAGEMENT

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OXINAS PARTNERS WEALTH MANAGEMENT

TRUST BUT VERIFY

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