Alex E. Oliver

FIRST NATIONAL ADVISORS LLC

Rockland, MA 02370

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CRD#: 6558298

Professional summary

Alex Edward Oliver, CFP® is a registered financial advisor currently at FIRST NATIONAL ADVISORS LLC located in Rockland, Massachusetts.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Alex has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Sales, appx 10 hours a month, non-investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Edward Oliver's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

September 25, 2015 - Present

FIRST NATIONAL ADVISORS LLC

Office #1: 300 Ledgewood Place Suite 101, Rockland, MA 02370

RIA

CRD#: 120859

Rockland, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST NATIONAL ADVISORS LLC

FIRST NATIONAL ADVISORS LLC | FIRST NATIONAL CORPORATION

CRD#: 120859 / SEC#: 801-66086

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

Massachusetts

Registered Investment Advisory firm - (2/28/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/25/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/2015

Uniform Investment Adviser Law Examination

Current Firm

FIRST NATIONAL ADVISORS LLC

FIRST NATIONAL ADVISORS LLC | FIRST NATIONAL CORPORATION

CRD#: 120859 / SEC#: 801-66086

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

Massachusetts

Registered Investment Advisory firm - (2/28/2006 Terminated)

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Contact information

Main Address

300 Ledgewood Place Suite 101, Rockland, MA 02370

Mailing Address

Phone number

(781) 878-7757

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST NATIONAL DISCLOSURE BROCHURE (2/6/2025)

Regulatory assets under management

Total Number of Accounts	2,337
AUM (Assets Under Management)	$ 1,366,635,859

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2024	Cover Page	Report
08/28/2023	Cover Page	Report
09/14/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alex E. Oliver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Edward Oliver's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST NATIONAL ADVISORS LLC

Primary Firm SEC Registration

FIRST NATIONAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/2015

Current Firm

FIRST NATIONAL ADVISORS LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIRST NATIONAL ADVISORS LLC

TRUST BUT VERIFY

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