Victoria Callero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victoria Callero, who also goes by Tori Callero, was a registered financial professional .
Victoria is a previously registered financial professional and started their career in finance in 2015. Victoria had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2021 - December 31, 2025
OBJECTIVE CAPITAL MANAGEMENT, LLC
April 30, 2021 - February 22, 2023
MUTUAL SECURITIES, INC.
February 4, 2019 - May 6, 2021
FIFTH THIRD SECURITIES, INC.
September 14, 2015 - May 6, 2021
FIFTH THIRD SECURITIES, INC.
Primary Firm SEC Registration
OBJECTIVE CAPITAL MANAGEMENT, LLC
CRD#: 156013 / SEC#: 801-114315
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/29/2018
General Securities Representative ExaminationCurrent Firm
OBJECTIVE CAPITAL MANAGEMENT, LLC
CRD#: 156013 / SEC#: 801-114315
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 603 |
| AUM (Assets Under Management) | $ 304,740,162 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
