VC
Victoria Callero
OBJECTIVE CAPITAL MANAGEMENT
Chicago, IL 60611
Some features on this profile are disabled
CRD#: 6557726
VC
Professional summary
Victoria Callero, who also goes by Tori Callero, is a registered financial advisor currently at OBJECTIVE CAPITAL MANAGEMENT, LLC located in Chicago, Illinois.
Victoria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Victoria has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tori Callero
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Objective Capital Management, LLC DBA OCM Private Wealth, Start Date: 04/30/2020, 401 N Michigan Ave., Ste. 650, Chicago, IL 60611, LLC, RIA, Client Relations, Administrative and client services, Investment Related, 140 Hours per month, 0 Hours per day during trading hours. 2. Rep; Mutual Securities; investment related: Yes; Location: 807-A Camarillo Springs Road, Camarillo, CA 93012; Description of the business: Broker Dealer; Responsibilities Duties: Same exact relationship as Mitch Stein; Start date with business: 2021-05-03; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 10. 3. Tosh Watt Partners, LLC., Start Date: 04/30/2020, 401 N Michigan Ave., Ste. 650, Chicago, IL 60611, LLC, Administrative Operations Entity, Assistant, Administrative duties, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Victoria Callero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2021 - Present
OBJECTIVE CAPITAL MANAGEMENT, LLC
Office #1: 401 N Michigan Ave Suite 1640, Chicago, IL 60611RIA
CRD#: 156013
Chicago, IL
Past
April 30, 2021 - February 22, 2023
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
Chicago, IL
Past
February 4, 2019 - May 6, 2021
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
CHICAGO, IL
Past
September 14, 2015 - May 6, 2021
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
OBJECTIVE CAPITAL MANAGEMENT, LLC
OBJECTIVE CAPITAL MANAGEMENT | OCM PRIVATE WEALTH | OBJECTIVE CAPITAL MANAGEMENT, LLC
CRD#: 156013 / SEC#: 801-114315
RIA
Registered Investment Advisory firm - (11/21/2018 Approved)New York
Registered Investment Advisory firm - (1/15/2019 Terminated)Ohio
Registered Investment Advisory firm - (1/15/2019 Terminated)Texas
Registered Investment Advisory firm - (1/15/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(5/5/2021)
IAR
New York(5/7/2021)
IAR
Ohio(5/6/2021)
IAR
Texas(5/6/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/29/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
OC
OBJECTIVE CAPITAL MANAGEMENT, LLC
OBJECTIVE CAPITAL MANAGEMENT | OCM PRIVATE WEALTH | OBJECTIVE CAPITAL MANAGEMENT, LLC
CRD#: 156013 / SEC#: 801-114315
RIA
Registered Investment Advisory firm - (11/21/2018 Approved)New York
Registered Investment Advisory firm - (1/15/2019 Terminated)Ohio
Registered Investment Advisory firm - (1/15/2019 Terminated)Texas
Registered Investment Advisory firm - (1/15/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
29325 Chagrin Blvd Suite 204, Pepper Pike, OH 44122
Mailing Address
Phone number
(216) 469-1231
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 603 |
| AUM (Assets Under Management) | $ 304,740,162 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
