Tyler J. Dubay

COHEN & STEERS CAPITAL MANAGEMENT

Milton, GA

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CRD#: 6557722

Professional summary

Tyler John Dubay, who also goes by Tyler John Dubay, is a registered financial advisor currently at COHEN & STEERS CAPITAL MANAGEMENT INC. located in Milton, Georgia and COHEN & STEERS SECURITIES, LLC located in New York, New York.

Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Tyler has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyler John Dubay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler John Dubay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2025 - Present

COHEN & STEERS CAPITAL MANAGEMENT INC.

RIA

CRD#: 106266

Milton, GA

Current

August 12, 2025 - Present

COHEN & STEERS SECURITIES, LLC

Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY 10036

CRD#: 29258

New York, NY

Past

July 3, 2024 - August 13, 2025

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

February 1, 2022 - August 13, 2025

PRINCIPAL ASSET MANAGEMENT

RIA

CRD#: 109002

Milton, GA

Past

January 19, 2022 - August 13, 2025

PRINCIPAL FUNDS DISTRIBUTOR, INC.

CRD#: 43261

DES MOINES, IA

Past

July 10, 2019 - January 10, 2022

INVESCO ADVISERS, INC.

RIA

CRD#: 105360

Atlanta, GA

Past

May 25, 2019 - January 10, 2022

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

ATLANTA, GA

Past

August 27, 2018 - May 25, 2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

CENTENNIAL, CO

Past

June 29, 2018 - August 29, 2018

STEPHENS

RIA

CRD#: 3496

LITTLE ROCK, AR

Past

May 4, 2016 - August 29, 2018

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

December 16, 2015 - February 29, 2016

MSEC, LLC

CRD#: 154327

LEAWOOD, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COHEN & STEERS CAPITAL MANAGEMENT INC.

COHEN & STEERS | COHEN & STEERS CAPITAL MANAGEMENT, INC. | COHEN & STEERS CAPITAL MANAGEMENT INC.

CRD#: 106266 / SEC#: 801-27721

RIA

Registered Investment Advisory firm - (8/7/1986 Approved)

New York

Registered Investment Advisory firm - (3/28/2003 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/12/2025)

IAR

Florida
(8/22/2025)

Georgia
(8/12/2025)

IAR

Georgia
(8/15/2025)

North Carolina
(8/12/2025)

IAR

North Carolina
(8/18/2025)

South Carolina
(8/12/2025)

IAR

South Carolina
(8/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/25/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 3/8/2018

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 12/16/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COHEN & STEERS CAPITAL MANAGEMENT INC.

COHEN & STEERS | COHEN & STEERS CAPITAL MANAGEMENT, INC. | COHEN & STEERS CAPITAL MANAGEMENT INC.

CRD#: 106266 / SEC#: 801-27721

RIA

Registered Investment Advisory firm - (8/7/1986 Approved)

New York

Registered Investment Advisory firm - (3/28/2003 Cancelled)

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Contact information

Main Address

1166 Avenue Of The Americas 30th Floor, New York, NY 10036

Mailing Address

Phone number

(212) 832-3232

Established

Firm type

Fiscal year end

# of Employees

357

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - INVESTMENT ADVISER BROCHURE (AUGUST 1, 2025) (8/1/2025)

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 80,991,295,731

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tyler J. Dubay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler John Dubay's CRS (Customer Relationship Summary).

Certified licenses

Experience

COHEN & STEERS SECURITIES, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL ASSET MANAGEMENT

PRINCIPAL FUNDS DISTRIBUTOR, INC.

INVESCO ADVISERS, INC.

INVESCO DISTRIBUTORS, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

STEPHENS

STEPHENS

MSEC, LLC

Primary Firm SEC Registration

COHEN & STEERS CAPITAL MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2018

Series 63

Date: 5/25/2017

SIE

Date: 10/1/2018

Series 87

Date: 3/8/2018

Series 7

Date: 12/16/2015

FINRA

Current Firm

COHEN & STEERS CAPITAL MANAGEMENT INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COHEN & STEERS CAPITAL MANAGEMENT INC.

TRUST BUT VERIFY

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