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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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TD

Tyler J. Dubay

COHEN & STEERS CAPITAL MANAGEMENT
Milton, GA
Some features on this profile are disabled
CRD#: 6557722
TD

Professional summary

Tyler John Dubay, who also goes by Tyler John Dubay, is a registered financial advisor currently at COHEN & STEERS CAPITAL MANAGEMENT INC. located in Milton, Georgia and COHEN & STEERS SECURITIES, LLC located in New York, New York.

Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Tyler has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Tyler John Dubay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler John Dubay's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 15, 2025 - Present

COHEN & STEERS CAPITAL MANAGEMENT INC.

RIA
CRD#: 106266
Milton, GA
Current

August 12, 2025 - Present

COHEN & STEERS SECURITIES, LLC

Office #1: 1166 Avenue Of The Americas 30th Floor, New York, NY 10036
BD
CRD#: 29258
New York, NY
Past

July 3, 2024 - August 13, 2025

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

February 1, 2022 - August 13, 2025

PRINCIPAL ASSET MANAGEMENT

RIA
CRD#: 109002
Milton, GA
Past

January 19, 2022 - August 13, 2025

PRINCIPAL FUNDS DISTRIBUTOR, INC.

BD
CRD#: 43261
DES MOINES, IA
Past

July 10, 2019 - January 10, 2022

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
Atlanta, GA
Past

May 25, 2019 - January 10, 2022

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
ATLANTA, GA
Past

August 27, 2018 - May 25, 2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
CENTENNIAL, CO
Past

June 29, 2018 - August 29, 2018

STEPHENS

RIA
CRD#: 3496
LITTLE ROCK, AR
Past

May 4, 2016 - August 29, 2018

STEPHENS

BD
CRD#: 3496
LITTLE ROCK, AR
Past

December 16, 2015 - February 29, 2016

MSEC, LLC

BD
CRD#: 154327
LEAWOOD, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
COHEN & STEERS CAPITAL MANAGEMENT INC.
COHEN & STEERS | COHEN & STEERS CAPITAL MANAGEMENT, INC. | COHEN & STEERS CAPITAL MANAGEMENT INC.

CRD#: 106266 / SEC#: 801-27721

RIA
Registered Investment Advisory firm - (8/7/1986 Approved)
New York
Registered Investment Advisory firm - (3/28/2003 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/12/2025)
IAR
Florida
(8/22/2025)
RR
Georgia
(8/12/2025)
IAR
Georgia
(8/15/2025)
RR
North Carolina
(8/12/2025)
IAR
North Carolina
(8/18/2025)
RR
South Carolina
(8/12/2025)
IAR
South Carolina
(8/20/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/27/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/25/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 3/8/2018
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 12/16/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

C&
COHEN & STEERS CAPITAL MANAGEMENT INC.
COHEN & STEERS | COHEN & STEERS CAPITAL MANAGEMENT, INC. | COHEN & STEERS CAPITAL MANAGEMENT INC.

CRD#: 106266 / SEC#: 801-27721

RIA
Registered Investment Advisory firm - (8/7/1986 Approved)
New York
Registered Investment Advisory firm - (3/28/2003 Cancelled)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1166 Avenue Of The Americas 30th Floor, New York, NY 10036
Mailing Address
Phone number
(212) 832-3232
Established
Firm type
Fiscal year end
# of Employees
357

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - INVESTMENT ADVISER BROCHURE (AUGUST 1, 2025) (8/1/2025)

Regulatory assets under management

Total Number of Accounts169
AUM (Assets Under Management)$ 80,991,295,731

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COHEN & STEERS CAPITAL MANAGEMENT INC.

CRD#: 106266Milton, GA

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