KS
Karina I. Sales Linehan
SAGEBROADVIEW WEALTH MANAGEMENT
Morristown, NJ 07960
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CRD#: 6557306
KS
Professional summary
Karina Isabel Sales Linehan, who also goes by Karina Isabel Sales, is a registered financial advisor currently at SAGEBROADVIEW WEALTH MANAGEMENT, LLC located in Morristown, New Jersey.
Karina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Karina has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Karina Isabel Sales
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Karina Isabel Sales Linehan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 5, 2020 - Present
SAGEBROADVIEW WEALTH MANAGEMENT, LLC
Office #1: 89 Headquarters Plaza Suite 1443, Morristown, NJ 07960RIA
CRD#: 126472
Morristown, NJ
Past
January 8, 2018 - July 12, 2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
PARAMUS, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SAGEBROADVIEW WEALTH MANAGEMENT, LLC
BROADVIEW FINANCIAL PLANNING, LLC | SAGEBROADVIEW WEALTH MANAGEMENT, LLC | SAGEBROADVIEW FINANCIAL PLANNING, LLC | DHAS FINANCIAL PLANNING, LLC
CRD#: 126472 / SEC#: 801-100506
RIA
Registered Investment Advisory firm - (7/16/2015 Approved)Connecticut
Registered Investment Advisory firm - (8/12/2015 Terminated)Massachusetts
Registered Investment Advisory firm - (7/17/2015 Terminated)New Hampshire
Registered Investment Advisory firm - (11/2/2015 Terminated)New Jersey
Registered Investment Advisory firm - (7/28/2015 Terminated)New York
Registered Investment Advisory firm - (7/17/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(3/5/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SAGEBROADVIEW WEALTH MANAGEMENT, LLC
BROADVIEW FINANCIAL PLANNING, LLC | SAGEBROADVIEW WEALTH MANAGEMENT, LLC | SAGEBROADVIEW FINANCIAL PLANNING, LLC | DHAS FINANCIAL PLANNING, LLC
CRD#: 126472 / SEC#: 801-100506
RIA
Registered Investment Advisory firm - (7/16/2015 Approved)Connecticut
Registered Investment Advisory firm - (8/12/2015 Terminated)Massachusetts
Registered Investment Advisory firm - (7/17/2015 Terminated)New Hampshire
Registered Investment Advisory firm - (11/2/2015 Terminated)New Jersey
Registered Investment Advisory firm - (7/28/2015 Terminated)New York
Registered Investment Advisory firm - (7/17/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Waterside Drive Suite 305, Farmington, CT 06032-2837
Mailing Address
Phone number
(860) 606-3580
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 595 |
| AUM (Assets Under Management) | $ 350,339,835 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/16/2025 | ||
| 10/17/2024 | ||
| 09/18/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
