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Michael Scott Miller

ROSEL WEALTH MANAGEMENT
HIGHLANDS RANCH, CO
·CRD# 6557024·11 years experience

Professional Summary

Michael Scott Miller, who also goes by Mike S Miller, Mike Miller, is a registered financial advisor currently at ROSEL WEALTH MANAGEMENT, LLC located in Highlands Ranch, Colorado. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike S Miller, Mike Miller

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

ROSEL WEALTH MANAGEMENT, LLC·CRD# 291065
RIA
1805 Shea Center Dr Suite 420, Highlands Ranch, CO 80129
July 23, 2026 - Present
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Lone Tree, CO
July 16, 2018 - July 10, 2024
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Greenwood Village, CO
October 19, 2015 - June 21, 2018

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Current Firm

RW
ROSEL WEALTH MANAGEMENT, LLC

BH ADVISORS LLC | ROSEL WEALTH MANAGEMENT, LLC | MORGANROSEL WEALTH MANAGEMENT, LLC

CRD#: 291065 / SEC#: 801-112145
RIA
Registered Investment Advisory firm - SEC (12/15/2017 Approved)

Contact Information

Main Address

1805 Shea Center Dr Suite 420, Highlands Ranch, CO 80129

Phone Number

(303) 647-3801

# of Employees

4

SEC notice filing (12 States and Territories)

Registered to provide investment advisory services in 12 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (4/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

971

AUM (Assets Under Management)

$630,237,813

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
ROSEL WEALTH MANAGEMENT, LLC

BH ADVISORS LLC | ROSEL WEALTH MANAGEMENT, LLC | MORGANROSEL WEALTH MANAGEMENT, LLC

CRD#: 291065 / SEC#: 801-112145
RIA
Registered Investment Advisory firm - SEC (12/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Colorado
(7/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2026About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2015About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Nov 2016About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Sep 2016About the Series 10 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Scott Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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