Robert L. Wilson
Professional summary
Robert Lloyd Wilson, who also goes by Robert Lloyd Fales, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Windermere, Florida and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Robert has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Lloyd Wilson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
February 9, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 214 N Tryon St Fl 17 32, 33, 34, Charlotte, NC, 28202July 24, 2020 - December 18, 2020
INCREDIBLE EGG FINANCIAL
September 19, 2019 - May 4, 2020
LINCOLN INVESTMENT
September 18, 2019 - May 4, 2020
LINCOLN INVESTMENT
April 24, 2017 - September 25, 2019
TRUIST ADVISORY SERVICES, INC.
March 7, 2017 - September 25, 2019
TRUIST INVESTMENT SERVICES, INC.
November 4, 2016 - February 23, 2017
CETERA INVESTMENT ADVISERS LLC
November 2, 2016 - February 23, 2017
CETERA INVESTMENT SERVICES LLC
January 11, 2016 - July 18, 2016
EDWARD JONES
November 2, 2015 - July 18, 2016
EDWARD JONES
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
