Thomas D. Oakes

AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.

Federal Way, WA 98003

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CRD#: 6556474

Professional summary

Thomas Dillon Oakes is a registered financial advisor currently at AMERICAN NORTHWEST ADVISORY SERVICES L.L.C. located in Federal Way, Washington.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Thomas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Dillon Oakes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2015 - Present

AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.

Office #1: 1010 S. 336th St. Suite 215, Federal Way, WA 98003

RIA

CRD#: 110117

Federal Way, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.

CRD#: 110117 / SEC#: 801-58004

RIA

Registered Investment Advisory firm - (9/29/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(9/18/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/2015

Uniform Investment Adviser Law Examination

Current Firm

AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.

CRD#: 110117 / SEC#: 801-58004

RIA

Registered Investment Advisory firm - (9/29/2000 Approved)

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Contact information

Main Address

1010 S. 336th St. Suite 215, Federal Way, WA 98003

Mailing Address

P.o. Box 24831, Federal Way, WA 98093

Phone number

(253) 815-6564

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADVISORY BROCHURE (3/31/2025)

PENSION CONSULTING (3/31/2025)

Regulatory assets under management

Total Number of Accounts	83
AUM (Assets Under Management)	$ 34,291,501

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas D. Oakes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Dillon Oakes's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.

Primary Firm SEC Registration

AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/2015

Current Firm

AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERICAN NORTHWEST ADVISORY SERVICES L.L.C.

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