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Jennifer Smalley
WICKHAM FINANCIAL & INSURANCE SERVICES
Marietta, GA 30060
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CRD#: 6556319
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Professional summary
Jennifer Smalley, who also goes by Smalley Leigh Jennifer, Jennifer Yankowsky, is a registered financial advisor currently at WICKHAM FINANCIAL & INSURANCE SERVICES located in Marietta, Georgia.
Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jennifer has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Smalley Leigh Jennifer | Jennifer Yankowsky
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ANNA CRAWFORD CHILDREN'S CENTER POSITION: Treasurer NATURE: This non-profit works with children who have been abused and with their families to help them recover from abuse. The organization also coordinates with the school and legal system. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2021 ADDRESS: 9870 Hwy 92, Woodstock GA 30188, United States DESCRIPTION: Board member: attend board meetings, promote awareness of Anna Crawford and their benefit to their local community, assist with the annual Christmas lights showTreasurer: obtain monthly financial statements from the Accountant and share financial updates with the board during monthly meetings
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Smalley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2025 - Present
WICKHAM FINANCIAL & INSURANCE SERVICES
Office #1: 331 Washington Avenue Ne, Marietta, GA 30060RIA
CRD#: 307299
Marietta, GA
Past
November 25, 2015 - March 14, 2025
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Marietta, GA
Past
January 5, 2015 - March 14, 2025
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Marietta, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WICKHAM FINANCIAL & INSURANCE SERVICES
WICKHAM FINANCIAL & INSURANCE SERVICES | WICKHAM FINANCIAL GROUP, INC.
CRD#: 307299 / SEC#: 801-124758
RIA
Registered Investment Advisory firm - (4/22/2022 Approved)Georgia
Registered Investment Advisory firm - (6/19/2020 Approved)North Carolina
Registered Investment Advisory firm - (6/23/2020 Approved)Texas
Registered Investment Advisory firm - (6/4/2020 Conditional Restricted)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(11/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WF
WICKHAM FINANCIAL & INSURANCE SERVICES
WICKHAM FINANCIAL & INSURANCE SERVICES | WICKHAM FINANCIAL GROUP, INC.
CRD#: 307299 / SEC#: 801-124758
RIA
Registered Investment Advisory firm - (4/22/2022 Approved)Georgia
Registered Investment Advisory firm - (6/19/2020 Approved)North Carolina
Registered Investment Advisory firm - (6/23/2020 Approved)Texas
Registered Investment Advisory firm - (6/4/2020 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
331 Washington Avenue Ne, Marietta, GA 30060
Mailing Address
Phone number
(770) 424-8711
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 722 |
| AUM (Assets Under Management) | $ 145,808,313 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
