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Jennifer Smalley

WICKHAM FINANCIAL & INSURANCE SERVICES
MARIETTA, GA 30060
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CRD#: 6556319
JS
Jennifer SmalleyWICKHAM FINANCIAL & INSURANCE SERVICES

Professional summary

Jennifer Smalley, who also goes by Smalley Leigh Jennifer, Jennifer Yankowsky, is a registered financial advisor currently at WICKHAM FINANCIAL & INSURANCE SERVICES located in Marietta, Georgia.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jennifer has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Smalley Leigh Jennifer | Jennifer Yankowsky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

0

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Smalley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 6, 2025 - Present

WICKHAM FINANCIAL & INSURANCE SERVICES

Office #1: 331 Washington Avenue Ne, Marietta, GA 30060
RIA
CRD#: 307299
MARIETTA, GA
Past

November 25, 2015 - March 14, 2025

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
Marietta, GA
Past

January 5, 2015 - March 14, 2025

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
Marietta, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WICKHAM FINANCIAL & INSURANCE SERVICES
WICKHAM FINANCIAL & INSURANCE SERVICES | WICKHAM FINANCIAL GROUP, INC.

CRD#: 307299 / SEC#: 801-124758

RIA
Registered Investment Advisory firm - (4/22/2022 Approved)
Georgia
Registered Investment Advisory firm - (6/19/2020 Approved)
North Carolina
Registered Investment Advisory firm - (6/23/2020 Approved)
Texas
Registered Investment Advisory firm - (6/4/2020 Conditional Restricted)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(11/6/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/23/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/25/2015
General Securities Representative Examination

Current Firm

WF
WICKHAM FINANCIAL & INSURANCE SERVICES
WICKHAM FINANCIAL & INSURANCE SERVICES | WICKHAM FINANCIAL GROUP, INC.

CRD#: 307299 / SEC#: 801-124758

RIA
Registered Investment Advisory firm - (4/22/2022 Approved)
Georgia
Registered Investment Advisory firm - (6/19/2020 Approved)
North Carolina
Registered Investment Advisory firm - (6/23/2020 Approved)
Texas
Registered Investment Advisory firm - (6/4/2020 Conditional Restricted)
Loading...

Contact information

Main Address
331 Washington Avenue Ne, Marietta, GA 30060
Mailing Address
Phone number
(770) 424-8711
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WICKHAM FINANCIAL & INSURANCE SERVICES - FORM ADV 2A - FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts722
AUM (Assets Under Management)$ 145,808,313

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WICKHAM FINANCIAL & INSURANCE SERVICES

CRD#: 307299Marietta, GA 30060

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