WB
William C. Burks
CENTAURUS FINANCIAL
FLOWER MOUND, TX 75028
Some features on this profile are disabled
CRD#: 6556272
WB
Professional summary
William Charles Burks III, who also goes by William Burks, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Flower Mound, Texas.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. William has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 22 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William Burks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ROCKING B HOLDINGS, LLC POSITION: President NATURE: General Contract work INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: null START DATE: 08/20/2021 ADDRESS: 6021 Morriss Rd #114, Flower Mound TX 75077, United States DESCRIPTION: Calculating bids for contracts 2. M & B EXOTICS, LLC POSITION: Co-Owner NATURE: Exotic Animal Breeding Farm INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 5160 County Road 133, Centerville TX 75833, United States DESCRIPTION: Co-owner of breeding farm 3. THE BURKS FINANCIAL GROUP, INC. POSITION: Representative NATURE: This is a DBA for branding and marketing purposes only INVESTMENT RELATED: NO NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/05/2019 ADDRESS: 6021 Morris Road, Suite #114, Flower Mound TX 75028, United States DESCRIPTION: This is a DBA for branding and marketing purposes only
CRS (Client Relationship Summary) - RIA
Click below to view William Charles Burks III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William Charles Burks III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 13, 2021 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 6021 Morriss Road Suite #114, Flower Mound, TX 75028RIA
BD
CRD#: 30833
FLOWER MOUND, TX
Current
February 5, 2019 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 6021 Morriss Road Suite #114, Flower Mound, TX 75028RIA
BD
CRD#: 30833
FLOWER MOUND, TX
Past
September 28, 2015 - February 8, 2016
MOLONEY SECURITIES CO., INC.
BD
CRD#: 38535
MANCHESTER, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(6/3/2025)
RR
Texas(2/27/2019)
IAR
Texas(7/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/5/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
