Justin W. Rice

OSAIC WEALTH

Hamilton, NJ 08690

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CRD#: 6556028

Professional summary

Justin William Rice, CFP®, who also goes by Justin Rice, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Hamilton, New Jersey.

Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Justin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Justin Rice

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. PERSONAL WEALTH STRATEGIES POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 05/23/2018 ADDRESS: 2277 Route 33, Ste 415, Hamilton NJ 08690, United States DESCRIPTION: Sales of fixed insurance products, including life insurance and disability insurance. 2. BENEDICT XV COUNCIL 2355 POSITION: Past Grand Knight NATURE: 501(c)8 fraternal benefit society INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2016 ADDRESS: 247 Knox Ave, Cliffside Park NJ 07010, United States DESCRIPTION: Organize council meetings and activities. Ensure that all paperwork is filed with the Supreme Council of Knights of Columbus. 3. FINANCIAL PLANNING ASSOCIATION OF NEW JERSEY POSITION: President-Elect, Director, NexGen NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2022 ADDRESS: 191 North Avenue #265, Dunellen NJ 08812, United States DESCRIPTION: Foster inclusive communities dedicated to the development of the next generation of CFP professionals. Provide high-quality content about the practice, business, and profession of financial planning. Promote the growth and quality of the next generation of CFP professionals' careers. Promote FPA and CFP professionals as the credible voice in financial planning. Attend monthly board meetings, chapter meetings and chapter activities. Plan unique and engaging networking events. Look for opportunities to develop and build a community. Retain, engage, and inspire new NexGen talent to become involved in the local FPA chapter. Be a reliable and valuable resource for financial professionals in the NJ area. Facilitate awareness of the profession and how we operate amongst other allied professional groups (CPAs, CFAs, Lawyers, etc). Keep the Board informed of all progress of events, networking, and leadership growth of our Next Generation of planners. Stay informed with FPA National NexGen to share best practices and work together to achieve the goals and vision of the FPA National NexGen community. 4. STUDENT LOAN PLANNER POSITION: Referral Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 11/01/2022 ADDRESS: 1011 S Hamilton Road, Suite 300, Chapel Hill NC 27517, United States DESCRIPTION: This is a resource that I refer clients to when I don't do the student loan plan myself. For clients that I send to them that sign up they will pay me a $200 fee. 5. CHURCH OF THE EPIPHANY POSITION: Chairperson Finance Council NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 247 Knox Ave, Cliffside Park NJ 07010, United States DESCRIPTION: Review the financial standing of the church with the pastor and other board members.Ensure money is being spent prudently for the mission of the church.Make suggestions on how to get increased giving to the church. 6. CALLAGY RECOVERY REFERRAL PARTNER POSITION: Referral Partner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2025 ADDRESS: 15 Howell St, Whippany NJ 07891, United States DESCRIPTION: Callagy Recovery specializes in helping doctors maximize reimbursements for emergency out-of-network claims under the No Surprises Act. I introduce this solution to physicians and connect them with Callagy Recovery when it's a valuable fit for their practice.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin William Rice's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Justin William Rice's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 2277 Route 33 Ste 415, Hamilton, NJ 08690

RIA

CRD#: 23131

Hamilton, NJ

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 2277 Route 33 Ste 415, Hamilton, NJ 08690

RIA

CRD#: 23131

Hamilton, NJ

Past

May 24, 2018 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

HAMILTON, NJ

Past

May 23, 2018 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

HAMILTON, NJ

Past

December 2, 2015 - May 24, 2018

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

WALL, NJ

Past

October 15, 2015 - May 24, 2018

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

WALL, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/19/2024)

Arizona
(1/19/2024)

California
(1/19/2024)

Connecticut
(1/19/2024)

IAR

Connecticut
(1/19/2024)

Delaware
(1/19/2024)

Florida
(1/19/2024)

IAR

Florida
(1/19/2024)

Georgia
(1/19/2024)

Indiana
(1/19/2024)

Maryland
(1/19/2024)

IAR

Maryland
(1/19/2024)

Massachusetts
(1/19/2024)

Minnesota
(1/19/2024)

Nevada
(1/19/2024)

New Jersey
(1/19/2024)

IAR

New Jersey
(1/19/2024)

New York
(1/19/2024)

North Carolina
(1/19/2024)

Pennsylvania
(1/19/2024)

Texas
(1/19/2024)

Utah
(1/19/2024)

Vermont
(1/19/2024)

Virginia
(1/19/2024)

Washington
(1/19/2024)

Wisconsin
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/12/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Justin W. Rice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin William Rice's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Justin William Rice's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/12/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/15/2015

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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